Schroder Asian Total Retn InvCo PLC Holding(s) in Company (3345X)
February 20 2017 - 9:34AM
UK Regulatory
TIDMATR
RNS Number : 3345X
Schroder Asian Total Retn InvCo PLC
20 February 2017
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached:
Schroder Asian Total Return Investment Company plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: ( X )
An acquisition or disposal of financial instruments which may
result in the acquisition of shares already issued to which voting
rights are attached: ( )
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) :( )
3. Full name of person(s) subject to notification
obligation:
Lazard Asset Management LLC
4. Full name of shareholder(s) (if different from 3):
Bank of New York, Inc - Dir Personal
Bank of New York, Inc - Global Custody
JP Morgan Chase - SWIFT
Northern Trust Co
State Street - Custody Master Trust
5. Date of transaction and date on which the threshold is
crossed or reached:
15 February 2017
6. Date on which issuer notified:
16 February 2017
7. Threshold(s) that is/are crossed or reached:
Decrease from 6% to 5%
8. Notified Details:
A: Voting rights attached to shares
Class/type of shares if possible use ISIN CODE Situation previous to the triggering transaction
Ordinary Shares Number of shares Number of voting rights
GB0007918872 N/A 4,370,338
Resulting situation after the triggering transaction
Number of shares Number of voting rights % of voting rights
Direct Direct Indirect Direct Indirect
N/A N/A 4,345,338 N/A 5.979%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ No. of voting rights % of voting
financial date conversion period/date that may be acquired rights
instrument (if the instrument
exercised/ converted)
N/A N/A N/A N/A N/A
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
N/A N/A N/A N/A N/A Nominal Delta
Total (A+B +C)
Number of voting rights Percentage of voting rights
4,345,338
5.979%
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if
applicable:
Lazard Asset Management LLC controls all the voting rights held
of this issuer.
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting
rights:
N/A
13. Additional information:
N/A
14. Contact name:
Louise Richard
15. Contact telephone number:
020 7658 6501
Date: 20 February 2017
This information is provided by RNS
The company news service from the London Stock Exchange
END
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