STREET MOVES: Broker Movement Is Still Slow In October

Date : 11/03/2009 @ 4:33PM
Source : Dow Jones News
Stock : Wells Fargo & Co. (WFC)
Quote : 27.86  -0.21 (-0.75%) @ 8:00PM
<< BackQuote Chart Financials

 



STREET MOVES: Broker Movement Is Still Slow In October

   By Brett Philbin 
   Of DOW JONES NEWSWIRES 
 

NEW YORK -(Dow Jones)- Movement of financial advisers from major brokerages continued to decline, falling for the third straight month inOctober, according to data from research firm Discovery Database.

The researcher, which tracks financial adviser moves each month, said 361 brokers left major firms, known as wirehouses, down 5% from 380 in September.

The decline reflects the fact that many advisers are working under retention packages at their respective firms.

Discovery said 34% of advisers who moved, however, chose to go to another wirehouse instead of pursuing alternative options. According to the data, 20% changed to an institutional focus, 18% decided to go independent, 14% elected to join a bank while 11% went to regional firms.

Discovery's numbers aren't exact because the data aren't reported publicly by the firms. The reports sometimes include moves from the previous month because of lag time in gathering the information.

-By Brett Philbin, Dow Jones Newswires; 212-416-2173; brett.philbin@dowjones.com

 
 

<< Back


Wells Fargo & Co. Historical Chart Wells Fargo & Co. Intraday Chart  
Period


LSE and PLUS quotes are live. NYSE and AMEX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions :: Contact Us :: Request an Exchange :: Affiliate Scheme
Copyright1999-2009 ADVFN PLC. Copyright and limited reproduction :: Privacy Policy :: Investment Warning :: Advertise with us :: Data accreditations :: Investor Relations :: Press office :: Jobs
ADDITIONAL SERVICES AVAILABLE FROM ADVFN
Upgrade - Click here for more information on ADVFN premium services Money Words - ADVFN Financial Glossary Investor Training ADVFN Financial Bookshop Online Training Academy
30 site:2us 091125 00:38 Stock Message Boards ( 2001 | 2002 | 2003 | 2004 | 2005 | 2006 | 2007 )