TIDMBARC TIDMCBRY
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in CADBURY PLC
Class of relevant security GBP0.10
to which the dealings being
disclosed relate (Note 2)
Date of dealing 20 November 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 68,221,811 4.97% 0 0.00%
securities
(2) Derivatives 1,483,274 0.11% 2,593,226 0.19%
(other than
options)
(3) Options and 1,828,400 0.13% 1,924,600 0.14%
agreements to
purchase/sell
Total 71,533,485 5.21% 4,517,826 0.33%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 8,000 52.8775 USD
Purchase 400 52.58 USD
Purchase 400 52.8237 USD
Purchase 15,406 7.9762
Purchase 698 7.9875
Purchase 9,975 7.9689
Purchase 8,011 7.9755
Purchase 3,814 7.9837
Purchase 3,133 7.9796
Purchase 380 52.87 USD
Purchase 944 52.83966102 USD
Purchase 400 52.77 USD
Purchase 9,200 52.88043478 USD
Purchase 5,200 52.88692308 USD
Purchase 800 52.685 USD
Purchase 13,600 52.8 USD
Purchase 400 52.82 USD
Purchase 400 52.81 USD
Purchase 9,672 52.87242341 USD
Purchase 1,231 8.0050
Purchase 400 52.8 USD
Purchase 400 52.8237 USD
Purchase 3,133 8.0050
Sale 2,413 7.9655
Sale 2,724 7.9784
Sale 125,321 7.9606
Sale 3,133 8.0050
Sale 10,980 7.9793
Sale 1,069 7.9987
Sale 12,524 8.0042
Sale 400 52.85 USD
Sale 51,139 7.9655
Sale 700 7.9829
Sale 8,424 7.9757
Sale 700 52.79571429 USD
Sale 400 52.82 USD
Sale 13,600 52.8 USD
Sale 800 52.685 USD
Sale 400 52.8 USD
Sale 400 52.8 USD
Sale 24,124 52.87726884 USD
Sale 1,200 52.80333333 USD
Sale 8,072 52.85107532 USD
Sale 400 52.81 USD
Sale 100 52.8 USD
Sale 14,800 52.80081081 USD
Sale 400 52.81 USD
Sale 400 52.82 USD
Sale 10,400 52.80641154 USD
Sale 1,200 45 USD
Sale 400 52.8237 USD
Sale 1,600 52.98 USD
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 125321 7.9606
CFD Long 51139 7.9655
CFD Long 700 7.9828
CFD Long 1484 7.9836
CFD Long 1069 7.9986
CFD Long 12524 8.0041
CFD Short 698 7.9874
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
Call Purchasing 400 60 USD AMER 19/12/2009 0.1 USD
Call Purchasing 1600 60 USD AMER 19/12/2009 0.1 USD
Put Purchasing 400 50 USD AMER 19/12/2009 0.525 USD
Put Purchasing 3600 50 USD AMER 19/12/2009 0.5 USD
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 23 November 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 40,800 55 USD AMER 19/12/2009
Option Selling -80,400 45 USD AMER 21/11/2009
Option Selling -80,000 45 USD AMER 20/03/2010
Option Selling -66,000 50 USD AMER 21/11/2009
Option Selling -22,800 45 USD AMER 19/12/2009
Option Selling -22,400 40 USD AMER 19/12/2009
Option Selling -16,000 60 USD AMER 19/12/2009
Option Purchased 800 30 USD AMER 19/12/2009
Option Purchased 2,000 55 USD AMER 21/11/2009
Option Purchased 8,000 45 USD AMER 19/12/2009
Option Selling -172,000 55 USD AMER 21/11/2009
Option Purchased 33,600 50 USD AMER 19/12/2009
Option Purchased 500,000 7.4 AMER 18/12/2009
Option Purchased 45,600 55 USD AMER 19/12/2009
Option Purchased 63,600 50 USD AMER 21/11/2009
Option Purchased 124,400 50 USD AMER 19/12/2009
Option Selling -750,000 8.60 EURO 18/12/2009
Option Selling -665,000 7.40 EURO 18/12/2009
Option Selling -50,000 8.40 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 375,000 8.00 EURO 18/12/2009
Option Purchased 250,000 8.2 AMER 18/12/2009
Option Purchased 9,600 35 USD AMER 19/12/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
|