Rockhopper Exploration plc Holding(s) in Company (9138L)
July 24 2017 - 10:06AM
UK Regulatory
TIDMRKH
RNS Number : 9138L
Rockhopper Exploration plc
24 July 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
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1a. Identity of the issuer Rockhopper Exploration Plc
or the underlying issuer GB00B0FVQX23
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------ --------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer
----------------------------------------------------------------------------------- ---------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name UBS Investment Bank
UBS Group AG
City and country of registered Zürich
office (if applicable) Switzerland
4. Full name of shareholder(s) (if different from 3.)(v)
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Name
------------------------------------------------ --------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------ --------------------------------------------------
5. Date on which the threshold 13 July 2017
was crossed or reached(vi)
:
------------------------------------------------ --------------------------------------------------
6. Date on which issuer notified 17 July 2017
(DD/MM/YYYY):
------------------------------------------------ --------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
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% of voting % of voting Total of Total number
rights rights both in % of voting
attached through (8.A + 8.B) rights of
to shares financial issuer(vii)
(total of instruments
8. A) (total of
8.B 1 + 8.B
2)
---------------- -------------- -------------- --------------------------------- ---------------
Resulting
situation
on the date
on which
threshold Below Below
was crossed Notifiable Notifiable Below Notifiable
or reached Threshold Threshold Threshold 456'964'958
---------------- -------------- -------------- --------------------------------- ---------------
Position
of previous
notification
(if
applicable) 3.97% 1.73% 5.69%
---------------- -------------- -------------- --------------------------------- ---------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
----------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------- -------------- -------------- --------------------------------- ---------------
GB00B0FVQX23 Below Below
Notifiable Notifiable
Threshold Threshold
---------------- -------------- -------------- --------------------------------- ---------------
SUBTOTAL Below Notifiable threshold Below Notifiable threshold
8. A
---------------- ------------------------------ --------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
----------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that rights
instrument Period(xi) may be acquired
if the instrument
is
exercised/converted.
---------------- -------------- -------------- --------------------------------- ---------------
SUBTOTAL 8.
B 1
-------------- --------------------------------- ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
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Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------- --------------- -------------- ---------------- --------------- ---------------
SUBTOTAL
8.B.2
---------------- --------------- ---------------
9. Information in relation to the person subject to the
notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not
controlled by any natural person or legal entity and
does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity(xiv) (please add additional rows as necessary)
-------------------------------------------------------------- ---------------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
----------- ------------------- -------------------------- -----------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting
rights held
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The date until which the voting
rights will be held
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11. Additional information(xvi)
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Place of completion Opfikon, Switzerland
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Date of completion 17.07.2017
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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