Rockhopper Exploration plc Holding(s) in Company (7548B)
January 09 2015 - 3:45AM
UK Regulatory
TIDMRKH
RNS Number : 7548B
Rockhopper Exploration plc
09 January 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-------------------------------------------------------------------------------------
1. Identity of the issuer or Rockhopper Exploration
the underlying issuer Plc
of existing shares to which
voting rights are
attached:
----------------------------------------------------------- ------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ -----------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ -----------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ -----------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ -----------------------
Other (please
specify):
---------------------------------------------------------- -----------------------
3. Full name of person(s) Carlson Capital UK LLP
subject to the
notification obligation:
----------------------------------------------------------- ------------------------
4. Full name of shareholder(s)
(if different from 3.):
----------------------------------------------------------- ------------------------
5. Date of the transaction 7 January 2015
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------------- ------------------------
6. Date on which issuer 8 January 2015
notified:
----------------------------------------------------------- ------------------------
7. Threshold(s) that is/are
crossed or
reached: 6.34%
----------------------------------------------------------- ------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ---------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights
Shares Voting rights
Rights
------------- --------------- --------------- -------------- -------------------------- -------------------------
Direct Direct Indirect Direct Indirect
------------- ----------- ----------- -------------- ------------- ----------- ------------ -----------
Common Stock
GB00B0FVQX23 14,981,743 14,981,743 18,575,116 18,575,116 6.34%
--------------- --------------- -------------- ------------- ----------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ------------- ------------------------------- ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
--------------- ------------- ------------- -------------- ------------------------------ -----------------------
Nominal Delta
--------------- ------------- ------------- -------------- ------------------------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -------------------------------------------------------
18,575,116 6.34%
------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
-----------------------------------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------------------- -------------------------------
11. Number of voting rights proxy
holder will cease to hold:
-------------------------------------------------------------- -------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
-------------------------------------------------------------- -------------------------------
13. Additional information:
------------------------------------------------------------ ---------------------------------
14. Contact name: Shahla F.Ali, Chief Compliance
Officer
------------------------------------------------------------ ---------------------------------
15. Contact telephone number: 020 7591 3450 or 212 994
8303
------------------------------------------------------------ ---------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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