Rockhopper Exploration plc Holding(s) in Company (2139A)
December 18 2014 - 9:21AM
UK Regulatory
TIDMRKH
RNS Number : 2139A
Rockhopper Exploration plc
18 December 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------------------------------------------
1. Identity of the issuer or Rockhopper Exploration
the underlying issuer Plc
of existing shares to which GB00B0FVQX23
voting rights are
attached:
--------------------------------------------------------- ------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-----------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
---------------------------------------------------------- -----------------------
An acquisition or disposal of qualifying financial n/a
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- -----------------------
An acquisition or disposal of instruments with n/a
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- -----------------------
An event changing the breakdown of voting rights n/a
---------------------------------------------------------- -----------------------
Other (please n/a
specify):
-------------------------------------------------------- -----------------------
3. Full name of person(s) UBS Investment Bank
subject to the UBS Group AG
notification obligation:
--------------------------------------------------------- ------------------------
4. Full name of shareholder(s)
(if different from 3.): UBS AG London Branch
UBS Limited
--------------------------------------------------------- ------------------------
5. Date of the transaction 15 December 2014
and date on
which the threshold is
crossed or
reached:
--------------------------------------------------------- ------------------------
6. Date on which issuer 17 December 2014
notified:
--------------------------------------------------------- ------------------------
7. Threshold(s) that is/are
crossed or
reached: 7%
--------------------------------------------------------- ------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- --------------------------------- -------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights
Shares Voting
Rights
-------------- ---------------- --------------- ------------- ------------------------- -------------------------
Direct Indirect Direct Indirect
-------------- ------------ ----------- ------------- ---------- ------------- ------------ -----------
GB00B0FVQX23 18,973,903 18,973,903 - - 20,703,766 - 7.08%
---------------- --------------- ------------- ---------- ------------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
Period may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ---------------- ---------------------------- --------------------------- ---------------------
- - - - -
------------------ ---------------- ---------------------------- --------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
---------------- ---------------- ------------- ------------- --------------------------- -----------------------
- - - - - Nominal Delta
---------------- ---------------- ------------- ------------- --------------------------- ------------ ---------
- -
-------------- ------------ ----------- ------------- -------- ------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------------- ----------------------------------------------------
20,703,766 7.08%
---------------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
-----------------------------------------------------------------------------------------------------
UBS Group AG is a group holding company for UBS Investment
Bank business. Voting rights are held through its controlled
undertakings as set out below.
UBS AG:
* directly through its branches: UBS AG London Branch -
18,521,436 (6.33%); and
* indirectly through its subsidiaries: UBS Limited -
2,182,330 (0.75%)
Proxy Voting:
-----------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------------- ------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------------------------------- ------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------------------------------- ------------------------------
13. Additional information:
--------------------------------------------------------------------- ------------------------------
14. Contact name: Konstantina Georgaki / Zuzana
Görögová
--------------------------------------------------------------------- ------------------------------
15. Contact telephone number: +41 44 239 4071
--------------------------------------------------------------------- ------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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