Report of Foreign Issuer (6-k)
August 24 2016 - 6:36AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the
Securities Exchange Act of 1934
For the month of August, 2016
Commission File Number: 001-13928
Royal Bank of Canada
(Translation of registrants name into English)
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200 Bay Street
Royal Bank Plaza
Toronto, Ontario
Canada M5J 2J5
Attention: Vice-President,
Associate General Counsel
& Secretary
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1 Place Ville Marie
Montreal, Quebec
Canada H3C 3A9
Attention: Vice-President,
Associate General Counsel
& Secretary
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(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F
¨
Form
40-F
x
Indicate by check mark if the registrant is submitting the Form 6-K in
paper as permitted by Regulation S-T Rule 101(b)(1):
¨
Indicate by check mark if
the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
¨
This report on Form 6-K, managements discussion and analysis and unaudited interim condensed consolidated financial statements included in exhibit 99.2, and exhibit 99.3 hereto are incorporated by
reference as exhibits into the Registration Statements on
Form F-3
(File Nos. 333-203567, 333-208507 and No. 333-202632 on the post-effective amendment #1 on Form F-3 to
Form F-4)
and the Registration Statements on Form S-8 (File Nos. 333-12036, 333-12050, 333-13052, 333-13112, 333-14144, 333-110953,
333-117922,
333-178350, 333-207754,
333-207750 and 333-207748).
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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ROYAL BANK OF CANADA
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Date: August 24, 2016
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By:
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/s/ Janice R. Fukakusa
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Name:
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Janice R. Fukakusa
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Title:
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Chief Administrative Officer and Chief Financial Officer
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EXHIBIT INDEX
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Exhibit
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Description of Exhibit
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99.1
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Third Quarter 2016 Earnings Release
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99.2
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Third Quarter 2016 Report to Shareholders (which includes managements discussion and analysis and unaudited interim condensed consolidated financial
statements)
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99.3
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Industry Guide 3 Return on Equity and Assets Ratios
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Rule 13a-14(a)/15d-14(a) Certifications
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31.1
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Certification of the Registrants Chief Executive Officer
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31.2
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Certification of the Registrants Chief Financial Officer
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