Report of Foreign Issuer (6-k)
May 09 2016 - 6:18AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
May 9, 2016
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Commission File Number 001-31335
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AU Optronics Corp.
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(Translation of registrant’s name into English)
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No. 1 Li-Hsin Road 2
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Hsinchu Science Park
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Hsinchu, Taiwan
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(Address of principal executive offices)
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Indicate by check mark whether the registrant files or will
file annual reports under cover Form 20-F or Form 40-F.
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Form 20-F
X
Form 40-F
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Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
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Note:
Regulation S-T Rule 101(b)(1) only permits the
submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
Indicate by check mark if the registrant is submitting the Form
6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
____
Note:
Regulation S-T Rule 101(b)(7) only permits the
submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer
must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized
(the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities
are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed
to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission
or other Commission filing on EDGAR.
Indicate by check mark whether by furnishing the information
contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b)
under the Securities Exchange Act of 1934.
If "Yes" is marked, indicate below the file number
assigned to the registrant in connection with Rule 12g3-2(b):
Not applicable
INDEX TO EXHIBITS
Item
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1.
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Taiwan Stock Exchange filing entitled, “To announce the participation in the cash capital
increase of BriView (Xiamen) Corp. on behalf of AU Optronics (Xiamen) Corp., a subsidiary of AUO”, dated May 09, 2016.
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2.
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Taiwan Stock Exchange filing entitled, “The capital expenditure budget approved by the Board” dated May 09, 2016.
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Signatures
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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AU Optronics Corp.
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Date: May 09, 2016
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By:
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/s/ Andy Yang
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Name:
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Andy Yang
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Title:
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Chief Strategy Officer
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Item 1
AU Optronics Corp.
May 09, 2016
English Language Summary
Subject: To announce the participation
in the cash capital increase of BriView (Xiamen) Corp. on behalf of AU Optronics (Xiamen) Corp., a subsidiary of AUO
Regulation: Published
pursuant to Article 4-20 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information by
Listed Companies
Date of Events: 2016/05/09
Contents:
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1.
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Name and nature of the subject matter (if preferred shares,
the terms and conditions of issuance shall also be indicated, e.g.dividend yield): BriView (Xiamen) Corp.
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2.
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Date of occurrence of the event:2016/05/09
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3.
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Volume, unit price, and total monetary amount of the transaction:
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Transaction
volume: N/A
Unit
price: N/A
Total
transaction amount: RMB 267,780,200
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4.
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Counterpart to the trade and its relationship to the Company
(if the trading counterpart is a natural person and furthermore is not an actual related party of the Company, the name of the
trading counterpart is not required to be disclosed):N/A
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5.
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Where the counterpart to the trade is an actual related
party, a public announcement shall also be made of the reason for choosing the related party as trading counterpart and the identity
of the previous owner (including its relationship with the company and the trading counterpart),
price of transfer, and date of acquisition: N/A
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6.
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Where a person who owned the property within the past five
years has been an actual related person of the company, a public announcement shall also include the dates and prices of acquisition
and disposal by the related person and the person’s relationship to the company at those times:N/A
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7.
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Matters related to the creditor's rights currently being
disposed of (including types of collateral of the disposed creditor's rights; if the creditor's rights are creditor's rights toward
a related person, the name of the related person and the book amount of the creditor's rights toward such related person currently
being disposed of must also be announced):N/A
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8.
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Anticipated profit or loss from the disposal (not applicable
in cases of acquisition of securities) (where originally deferred, the status or recognition shall be stated and explained):N/A
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9.
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Terms of delivery or payment (including payment period
and monetary amount), restrictive covenants in the contract, and other important stipulations:
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Make
the payment within the subscription period; N/A; N/A
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10.
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The manner in which the current transaction was decided,
the reference basis for the decision on price, and the decision-making department:
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It is resolved
by the Board and the chairman of AUO is authorized to handle all matters of capital increase within the approved transaction amount.
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11.
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Current cumulative volume, amount, and shareholding percentage
of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g.pledges):
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Current
cumulative volume: N/A
Current
cumulative amount: NTD 1,232,683 thousand;
Shareholding
percentage of holdings of the security being traded: 100%
Status
of any restriction of rights:N/A
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12.
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Current ratio of long or short term securities investment
(including the current trade) to the total assets and shareholder's equity as shown in the most recent financial statement and
the operating capital as shown in the most recent financial statement:
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Current
ratio of securities investment (including the current trade) to the total assets in the most recent stand-along financial statement:
0.33%
Current
ratio of securities investment (including the current trade) to the shareholder's equity in the most recent consolidated financial
statement:0.70%
Operating
capital in the most recent stand-along financial statement: NTD -25,103,366 thousand
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13.
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Broker and broker's fee:N/A
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14.
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Concrete purpose or use of the acquisition or disposal:
Long-term investment
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15.
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Net worth per share of the underlying securities acquired
or disposed of:N/A
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16.
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Do the directors have any objection to the present transaction?:No
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17.
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Has the CPA issued an opinion on the unreasonableness of
the price of the current transaction?:N/A
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18.
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Any other matters that need to be specified:None
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Item 2
AU Optronics Corp.
May 09, 2016
English Language Summary
Subject: The capital expenditure
budget approved by the Board
Regulation: Published pursuant
to Article 4-15 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information by Listed Companies
Date of Events: 2016/05/09
Contents:
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1.
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Date of the resolution by the board of directors or shareholders’
meeting:2016/05/09
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2.
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Content of the investment plan: The Board of the Company
approved the amount of NT$3.255 billion in capital expenditure budget for the company.
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3.
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Anticipated date of the investment:2016/05/09
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4.
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Source of funds:The cash generated from operating activities.
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5.
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Concrete purpose/objective: The capital expenditures will
be mainly used to adjust, enhance and build the technology and production capacity and to build the new solar power plants.
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6.
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Any other matters that need to be specified:
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(1)
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The budget execution of the Company will be subject to
customer demand and market situation, and the actual amount that the Company will pay will be subject to the execution progress
and the vendor payment terms.
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(2)
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On a consolidated basis, the fixed assets the Company acquired
and paid for amounted of NT$10.38 billion during the first quarter in 2016.
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