ASX ASE Technology Holding Co Ltd

  

FORM 6-K

 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549

 

Report of Foreign Private Issuer

 

Pursuant to Rule 13a-16 or 15d-16 

of the Securities Exchange Act of 1934

 

November 2, 2015

 

Commission File Number 001-16125
Advanced Semiconductor Engineering, Inc.
( Exact name of Registrant as specified in its charter)
26 Chin Third Road  Nantze Export Processing Zone  Kaoshiung, Taiwan  Republic of China
(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒       Form 40-F ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ☐       No ☒

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):

 

Not applicable

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

			ADVANCED SEMICONDUCTOR ENGINEERING, INC.
Date: November 2, 2015	By:		/s/ Joseph Tung
	Name:		Joseph Tung
	Title:		Chief Financial Officer

 

 

 

Advanced Semiconductor Engineering, Inc.

 

Below is the English version of our MOPS filings on November 2, 2015

 

Regulation: Published pursuant to Article 4 Paragraph 2 of the Taiwan Stock Exchange’s Operating Procedures for the Publication of Material Information by Listed Companies

 

SEQ_NO: 1

Date of announcement: 2015/11/02

Time of announcement: 19:01:14

Subject: The Company received a legal brief made by SPIL in connection with a lawsuit brought by SPIL against the Company which was filed with Kaohsiung District Court

Date of events: 2015/11/02

To which item it meets: paragraph 2

Statement:

1. Parties to the legal matter, name of the court, disposing agency, and reference/case numbers of relevant documents: Kaohsiung District Court 104-Shen-Jin-Zi-No.30

2. Date of occurrence of the event: 2015/11/02

3. Background and circumstances of the matter (including the property/subject matter under dispute): SPIL filed a civil lawsuit against the Company seeking to confirm that Company does not have the right to request SPIL to register it as a shareholder in SPIL's shareholder register.

4. Course and progression of handling of the matter: Please see point 6.

5. Effect on company finances and business and estimated monetary amount of the effect: The lawsuit should not cause material impact against the Company.

6. Countermeasures and status of amelioration: The Company has engaged attorney to defend this case and will submit defense brief to the court to protect the Company's interest.

7. Any other matters that need to be specified: None.