SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 6-K


Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of the
Securities Exchange Act of 1934

Commission File No. 000-51196

For the month of June 2015

AIXTRON SE
(Translation of registrant’s name into English)


Dornkaulstr. 2
52134 Herzogenrath
Germany
(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F 

 

Form 40-F

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes

 

No

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): N/A


AIXTRON SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution


On June 24, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 19, 2015 and on that day amounted to 4.99% (this corresponds to 5624525 Voting Rights). 4.99% of Voting Rights (this corresponds to 5624525 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 24, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 19, 2015 and on that day amounted to 4.99% (this corresponds to 5624525 Voting Rights). 1.01% of Voting Rights (this corresponds to 1135032 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on June 22, 2015 and on that day amounted to 5.005% (this corresponds to 5640715 Voting Rights). 5.005% of Voting Rights (this corresponds to 5640715 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5% threshold of the Voting Rights on June 22, 2015 and on that day amounted to 5.005% (this corresponds to 5640715 Voting Rights). 1.01% of Voting Rights (this corresponds to 1134962 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).

Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 24, 2015 and on that day amounted to 4.997% (this corresponds to 5631266 Voting Rights). 4.997% of Voting Rights (this corresponds to 5631266 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act). Attributed Voting Rights are held by the following companies under its control, whose share of the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.

Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed us according to Article 21, Section 1 of the WpHG that via shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below the 5% threshold of the Voting Rights on June 24, 2015 and on that day amounted to 4.997% (this corresponds to 5631266 Voting Rights). 1.02% of Voting Rights (this corresponds to 1153575 Voting Rights) are attributed to the company in accordance with Article 22, Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).


Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier: UBS Group AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 18.06.2015

6. Total amount of voting rights: 9.95% (equals 11208883 voting rights) calculated from the following total number of voting rights issued: 112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held indirectly: 3.94% (equals 4440811 voting rights)

Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly: 0.94% (equals 1058131 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings: UBS AG

ISIN or name/description of the financial/other instrument: Physically Settled Put Option, Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 27.03.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 13.12.2016


Furthermore, we received the following notification pursuant to Art. 25a, Sec. 1 WpHG on June 24, 2015:

1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany

2. Notifier: UBS AG, Zurich, Switzerland

3. Triggering event: Falling below threshold

4. Threshold(s) crossed or reached: 10%

5. Date at which the threshold is crossed or reached: 18.06.2015

6. Total amount of voting rights: 9.95% (equals 11208883 voting rights) calculated from the following total number of voting rights issued: 112701905

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof held indirectly: 0% (equals 0 voting rights)

Voting rights proportion based on financial/other instruments pursuant to Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held indirectly: 0.09% (equals 96429 voting rights)

Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

ISIN or name/description of the financial/other instrument: Physically Settled Put Option, Expiration date: 19.06.2015

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 06.06.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 30.09.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 08.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 20.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 27.03.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 13.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 01.08.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 03.11.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 05.02.2018

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 19.03.2018

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 19.07.2017

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 02.12.2016

ISIN or name/description of the financial/other instrument: Equity Swap, Expiration date: 13.12.2016


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

AIXTRON SE

 

 

Date: June 29, 2015

By:

/s/ Martin Goetzeler

Name:

Martin Goetzeler

Title:

President and CEO

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