SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of June 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Release according to Article 26, Section 1 of the WpHG
[the German Securities Trading Act] with the objective of Europe-wide
distribution
On June 24, 2015, UBS Group AG, Zurich, Switzerland has informed us
according to Article 21, Section 1 of the WpHG that via shares its
Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below
the 5% threshold of the Voting Rights on June 19, 2015 and on that day
amounted to 4.99% (this corresponds to 5624525 Voting Rights). 4.99% of
Voting Rights (this corresponds to 5624525 Voting Rights) are attributed
to the company in accordance with Article 22, Section 1, Sentence 1, No.
1 of the WpHG (German Securities Trading Act). Attributed Voting Rights
are held by the following companies under its control, whose share of
the Voting Rights in AIXTRON SE amounts to 3 percent or more: UBS AG.
Furthermore, on June 24, 2015, UBS AG, Zurich, Switzerland has informed
us according to Article 21, Section 1 of the WpHG that via shares its
Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below
the 5% threshold of the Voting Rights on June 19, 2015 and on that day
amounted to 4.99% (this corresponds to 5624525 Voting Rights). 1.01% of
Voting Rights (this corresponds to 1135032 Voting Rights) are attributed
to the company in accordance with Article 22, Section 1, Sentence 1, No.
1 of the WpHG (German Securities Trading Act).
Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via
shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have
exceeded the 5% threshold of the Voting Rights on June 22, 2015 and on
that day amounted to 5.005% (this corresponds to 5640715 Voting Rights).
5.005% of Voting Rights (this corresponds to 5640715 Voting Rights) are
attributed to the company in accordance with Article 22, Section 1,
Sentence 1, No. 1 of the WpHG (German Securities Trading Act).
Attributed Voting Rights are held by the following companies under its
control, whose share of the Voting Rights in AIXTRON SE amounts to 3
percent or more: UBS AG.
Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed
us according to Article 21, Section 1 of the WpHG that via shares its
Voting Rights on AIXTRON SE, Herzogenrath, Germany, have exceeded the 5%
threshold of the Voting Rights on June 22, 2015 and on that day amounted
to 5.005% (this corresponds to 5640715 Voting Rights). 1.01% of Voting
Rights (this corresponds to 1134962 Voting Rights) are attributed to the
company in accordance with Article 22, Section 1, Sentence 1, No. 1 of
the WpHG (German Securities Trading Act).
Furthermore, on June 26, 2015, UBS Group AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via
shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have
fallen below the 5% threshold of the Voting Rights on June 24, 2015 and
on that day amounted to 4.997% (this corresponds to 5631266 Voting
Rights). 4.997% of Voting Rights (this corresponds to 5631266 Voting
Rights) are attributed to the company in accordance with Article 22,
Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading
Act). Attributed Voting Rights are held by the following companies under
its control, whose share of the Voting Rights in AIXTRON SE amounts to 3
percent or more: UBS AG.
Furthermore, on June 26, 2015, UBS AG, Zurich, Switzerland has informed
us according to Article 21, Section 1 of the WpHG that via shares its
Voting Rights on AIXTRON SE, Herzogenrath, Germany, have fallen below
the 5% threshold of the Voting Rights on June 24, 2015 and on that day
amounted to 4.997% (this corresponds to 5631266 Voting Rights). 1.02% of
Voting Rights (this corresponds to 1153575 Voting Rights) are attributed
to the company in accordance with Article 22, Section 1, Sentence 1, No.
1 of the WpHG (German Securities Trading Act).
Furthermore, we received the following notification pursuant to Art.
25a, Sec. 1 WpHG on June 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 18.06.2015
6. Total amount of voting rights: 9.95% (equals 11208883 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant
to Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof
held indirectly: 3.94% (equals 4440811 voting rights)
Voting rights proportion based on financial/other instruments pursuant
to Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held
indirectly: 0.94% (equals 1058131 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a,
Sec. 1 WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option, Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity
Swap, Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.12.2016
Furthermore, we received the following notification pursuant to Art.
25a, Sec. 1 WpHG on June 24, 2015:
1. Listed company: AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 10%
5. Date at which the threshold is crossed or reached: 18.06.2015
6. Total amount of voting rights: 9.95% (equals 11208883 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant
to Art. 25a, Sec. 1 WpHG: 3.94% (equals 4440811 voting rights) thereof
held indirectly: 0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant
to Art. 25 WpHG: 0.94% (equals 1058131 voting rights) thereof held
indirectly: 0.09% (equals 96429 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.07% (equals 5709941 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a,
Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option, Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap,
Expiration date: 13.12.2016
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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AIXTRON SE
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Date:
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June 29, 2015
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By:
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/s/ Martin Goetzeler
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Name:
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Martin Goetzeler
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Title:
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President and CEO
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