Report of Foreign Issuer (6-k)
April 16 2015 - 1:31PM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of April, 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Publication according to § 26 paragraph. 1 WpHG with the
objective of Europe-wide distribution
Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We
received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April
13, 2015:
1. Listed company:
AIXTRON SE, Dornkaulstraße 2,
52134 Herzogenrath, Germany
2. Notifier:
Credit Suisse Group
AG, Zurich, Switzerland
3. Triggering event:
Falling below
threshold
4. Threshold(s) crossed or reached:
5%
5.
Date at which the threshold is crossed or reached:
08.04.2015
6.
Total amount of voting rights: 4.76% (equals 5368074 voting rights)
calculated
from the following total number of voting rights issued:
112701905
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG: 0.68% (equals 764352 voting rights) thereof held
indirectly:
0.68% (equals 764352 voting rights)
Voting rights proportion
based on financial/other instruments pursuant to
Art. 25 WpHG: 3.10%
(equals 3491241 voting rights) thereof held indirectly:
3.10% (equals
3491241 voting rights)
Voting rights pursuant to Art. 21, 22
WpHG: 0.99% (equals 1112481 voting
rights)
8. Detailed
information on financial/other instruments pursuant to Art.
25a, Sec.
1 WpHG:
Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse
Investments (UK), Credit Suisse Investment
Holdings (UK), Credit
Suisse Securities (Europe) Limited
ISIN or name/description of
the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 05.05.2015
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 05.06.2015
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 08.07.2015
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 02.09.2015
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 03.05.2016
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 05.05.2016
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 02.06.2016
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 13.06.2016
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 30.09.2016
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 03.10.2016
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 04.10.2016
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 03.01.2017
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 02.02.2017
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 28.04.2017
Furthermore
we received the following notification pursuant to Art. 25a,
Sec. 1
WpHG on April 13, 2015:
1. Listed company:
AIXTRON SE,
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
Credit
Suisse AG, Zurich, Switzerland
3. Triggering event:
Falling
below threshold
4. Threshold(s) crossed or reached:
5%
5.
Date at which the threshold is crossed or reached:
08.04.2015
6.
Total amount of voting rights: 4.76% (equals 5368074 voting rights)
calculated
from the following total number of voting rights issued:
112701905
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25a, Sec. 1 WpHG: 0.68% (equals 764352 voting rights) thereof held
indirectly:
0.68% (equals 764352 voting rights)
Voting rights proportion
based on financial/other instruments pursuant to
Art. 25 WpHG: 3.10%
(equals 3491241 voting rights) thereof held indirectly:
2.09% (equals
2361074 voting rights)
Voting rights pursuant to Art. 21, 22
WpHG: 0.99% (equals 1112481 voting
rights)
8. Detailed
information on financial/other instruments pursuant to Art.
25a, Sec.
1 WpHG:
Chain of controlled undertakings:
Credit Suisse
Investments (UK), Credit Suisse Investment Holdings (UK),
Credit
Suisse Securities (Europe) Limited
ISIN or name/description of
the financial/other instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 05.05.2015
ISIN or name/description of the financial/other
instrument: Equity Swap,
Cash Settlement
Maturity:
Expiration
date: 05.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 08.07.2015
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 02.09.2015
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 03.05.2016
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 05.05.2016
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 02.06.2016
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 13.06.2016
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity: Expiration date: 30.09.2016
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 03.10.2016
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 04.10.2016
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 03.01.2017
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 02.02.2017
ISIN or
name/description of the financial/other instrument: Equity Swap,
Cash
Settlement
Maturity:
Expiration date: 28.04.2017
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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AIXTRON SE
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Date:
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April 16, 2015
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By:
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/s/ Martin Goetzeler
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Name:
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Martin Goetzeler
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Title:
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President and CEO
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