Report of Foreign Issuer (6-k)
March 18 2015 - 8:59AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of March, 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Publication according to § 26 paragraph. 1 WpHG with the
objective of Europe-wide distribution
Notification of voting rights pursuant to Art. 25, Sec. 1 WpHG
We
received the following notification pursuant to Art. 25, Sec. 1 WpHG on
March
06, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich,
Switzerland
3. Triggering event:
Exceeding Threshold
4.
Threshold(s) crossed or reached:
5%
5. Date at which the
threshold is crossed or reached:
02.03.2015
6. Total amount of
voting rights: 5.09% (equals 5734265 voting rights)
calculated from
the following total number of voting rights issued:
112694555
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG: 0.86% (equals 969102 voting rights) thereof held indirectly:
0.86%
(equals 969102 voting rights)
Voting rights pursuant to Art. 21,
22 WpHG: 4.23% (equals 4765163 voting
rights)
8. Detailed
information on financial/other instruments pursuant to Art. 25
WpHG:
Chain
of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Call Option
Exercise
period: At any time
Maturity:
Expiration date: 20.03.2015
ISIN
or name/description of the financial/other instrument: Call Option
Exercise
period: At any time
Maturity:
Expiration date: 19.06.2015
Furthermore,
we received the following notification pursuant to Art. 25,
Sec. 1
WpHG on March 06, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße
2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich,
Switzerland
3. Triggering event:
Exceeding Threshold
4.
Threshold(s) crossed or reached:
5%
5. Date at which the
threshold is crossed or reached:
02.03.2015
6. Total amount of
voting rights: 5.09% (equals 5734265 voting rights)
calculated from
the following total number of voting rights issued:
112694555
7.
Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to
Art.
25 WpHG: 0.86% (equals 969102 voting rights) thereof held indirectly:
0%
(equals 0 voting rights)
Voting rights pursuant to Art. 21, 22
WpHG: 4.23% (equals 4765163 voting
rights)
8. Detailed
information on financial/other instruments pursuant to Art. 25
WpHG:
ISIN
or name/description of the financial/other instrument: Call Option
Exercise
period: At any time
Maturity:
Expiration date: 20.03.2015
ISIN
or name/description of the financial/other instrument: Call Option
Exercise
period: At any time
Maturity:
Expiration date: 19.06.2015
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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AIXTRON SE
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Date:
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March 11, 2015
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By:
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/s/ Martin Goetzeler
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Name:
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Martin Goetzeler
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Title:
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President and CEO
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