Annex DTR3
Notification of Transactions of
Directors/Persons Discharging Managerial Responsibility and
Connected Persons
All relevant boxes should be completed in block
capital letters.
RUFFER INVESTMENT COMPANY LIMITED |
2.
State whether the notification relates to (i) a transaction
notified in accordance with DTR 3.1.2 R, (ii) a disclosure
made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in
accordance with section 793 of the Companies Act (2006).
(i) |
3.
Name of person discharging managerial responsibilities/director
ASHE WINDHAM |
4.
State whether notification relates to a person connected with a
person discharging managerial responsibilities/director named in 3
and identify the connected person
NO |
5.
Indicate whether the notification is in respect of a holding of the
person referred to in 3 or 4 above or in respect of a
non-beneficial interest1
ASHE WINDHAM |
6.
Description of shares (including class), debentures or derivatives
or financial instruments relating to shares
REDEEMABLE PARTICIPATING PREFERENCE SHARES
|
7.
Name of registered shareholders(s) and, if more than one, the
number of shares held by each of them
HARGREAVES LANSDOWN SIPP – 28,500 SHARES
BARCLAYS ISA – 35,000 SHARES |
8.
State the nature of the transaction
PURCHASE |
9.
Number of shares, debentures or financial instruments relating to
shares acquired
3,500 |
10.
Percentage of issued class acquired (treasury shares of that class
should not be taken into account when calculating percentage)
0.00227% |
11.
Number of shares, debentures or financial instruments relating to
shares disposed
N/A |
12.
Percentage of issued class disposed (treasury shares of that class
should not be taken into account when calculating percentage)
N/A |
13.
Price per share or value of transaction
£2.222 per share |
14.
Date and place of transaction
8 June 2015, London |
15.
Total holding following notification and total percentage holding
following notification (any treasury shares should not be taken
into account when calculating percentage)
67,000 SHARES – 0.0435% |
16.
Date issuer informed of transaction
8 June 2015
|
If a person discharging managerial responsibilities has been
granted options by the issuer complete the following boxes
|
| 17. Date of
grant |
18.
Period during which or date on which exercisable
|
| 19. Total amount
paid (if any) for grant of the option |
20.
Description of shares or debentures involved (class and number)
|
| 21.
Exercise price (if fixed at time of grant) or indication that price
is to be fixed at the time of exercise |
22.
Total number of shares or debentures over which options held
following notification
|
23.
Any additional information
|
24.
Name of contact and telephone number for queries |
Name of authorised official of issuer
responsible for making notification
Fraser Hiddelston
for Northern Trust International Fund
Administration Services (Guernsey) Limited
as Company Secretary to Ruffer
Investment Company Limited
Tel: 01481 745738 Email:
fah2@ntrs.com
Date of notification ____8 June 2015______________________
Notes: This form is intended for use by an issuer to make
a RIS notification required by DTR 3.1.4.
(1) An issuer making a notification in respect of a
transaction relating to the shares or debentures of the
issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a
derivative relating the shares of the issuer should complete
boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options
granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a
financial instrument relating to the shares of the
issuer (other than a debenture) should complete boxes 1 to
4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.