Pendragon PLC Holding(s) in Company
March 25 2015 - 12:29PM
UK Regulatory
TIDMPDG
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Pendragon PLC
attached:ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Schroders plc
notification obligation:iii
4. Full name of shareholder(s)
(if different from 3.):iv
5. Date of the transaction and date on
which the threshold is crossed or 24.03.15
reached: v
6. Date on which issuer notified: 25.03.15
7. Threshold(s) that is/are crossed or 12% - 11%
reached: vi, vii
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
Number Number Number Number of voting % of voting
if possible of of of shares rights rights x
using Shares Voting
the ISIN Rights Direct Direct Indirect Direct Indirect
CODE xi xii
Ordinary
225,107,597 183,007,934 210,315,862 N/A 168,690,734 N/A 11.552%
GB00B1JQBT10
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ Number of voting % of voting
financial date xiii Conversion Period xiv rights that may be rights
instrument acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise price Expiration Exercise/ Number of voting % of voting
financial date xvii Conversion rights instrument rights xix, xx
instrument period xviii refers to
Nominal Delta
CFD N/A N/A N/A 5,625,128
0.385% 1
Total (A+B+C)
Number of voting rights Percentage of voting rights
174,315,862 11.937%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Schroders Investment Management Limited 174,315,862 11.937%
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
The shares referred to in section 9 are held in portfolios
13. Additional information: managed by those firms on a discretionary basis for
clients under investment management agreements.
14. Contact name: Richard Maloney
15. Contact telephone number: 01623 725119
Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the person or legal entity subject to the
notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.
END
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