For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii		 Pendragon PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the
notification obligation: iii		 FIL Limited
4. Full name of shareholder(s)
 (if different from 3.):iv		 See Section 9
5. Date of the transaction and date on
which the threshold is crossed or
reached: v		 08.06.15
6. Date on which issuer notified: 09.06.15
7. Threshold(s) that is/are crossed or
reached: vi, vii		 5%


 

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares

if possible using
the ISIN CODE		 Situation previous
to the triggering
transaction		 Resulting situation after the triggering transaction
Number
of
Shares		 Number
of
Voting
Rights		 Number
of shares		 Number of voting
rights		 % of  voting rights x
Direct Direct xi Indirect xii Direct Indirect
Ordinary 73,794,337 73,794,337 65,732,001 65,732,001 4.50%
GB00B1JQBT10
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument		 Expiration
date xiii		 Exercise/
Conversion Period xiv		 Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.		 % of voting
rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument		 Exercise price Expiration date xvii Exercise/
Conversion period xviii		 Number of voting rights instrument refers to % of voting rights xix, xx
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
65,732,001 4.5%


 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Sum of Factored Shares Held
Custodian Day to Day IM Total
JP MORGAN, BOURNEMOUTH (C) FII-FIL INVESTMENTS INTERNATIONAL 7,125,236
FILUK-FIL INVESTMENT SERVICES (UK) LIMITED 58,606,765
Grand Total 65,732,001
Proxy Voting:
10. Name of the proxy holder: FIL Limited
11. Number of voting rights proxy holder will dispose of: 8,062,336
12. Date on which proxy holder will dispose of: 08.06.15

13. Additional information:
14. Contact name: Richard Maloney
15. Contact telephone number: 01623 725119


 

Note: Annex should only be submitted to the FCA not the issuer
Annex: Notification of major interests in sharesxxii
A: Identity of the persons or legal entity subject to the notification obligation
Full name
(including legal form of legal entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation)
C: Additional information
For notes on how to complete form TR-1 please see the FCA website.

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