Ocado Group PLC Holding(s) in Company (9992Z)
March 20 2017 - 1:07PM
UK Regulatory
TIDMOCDO
RNS Number : 9992Z
Ocado Group PLC
20 March 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------
1. Identity of the issuer or OCADO Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with X
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------
3. Full name of person(s) Morgan Stanley (Institutional
subject to the Securities Group and Global
notification obligation: Wealth Management)
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 16.03.2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 20.03.2017
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are 4%*
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------ ------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- ----------- ----------- ------------ ----------------------- ---------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----------- ----------- ------------ ------------ --------- ------- ------------
GB00B3MBS747 1,408,783 1,408,783 2,114,527 2,114,527 0.34%
----------- ----------- ------------ ------------ --------- ------- ------------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of % of voting
financial date (xiii) Conversion voting rights
instrument Period rights that
(xiv) may be
acquired if
the
instrument
is
exercised/
converted.
-------------- ------------------------ ------------ ------------ --------------------------------
Right of
recall
over
securities
lending
agreements N/A N/A 15,044,713 2.39%
-------------- ------------------------ ------------ ------------ --------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights (xix,
instrument (xvii) period rights xx)
(xviii) instrument
refers to
-------------- ----------- ----------- ------------ ------------ --------------------------------
Nominal Delta
-------------- ----------- ----------- ------------ ------------ --------- ---------------------
Equity Swap N/A 30.03.2017 N/A 600,000 N/A 0.10%
-------------- ----------- ----------- ------------ ------------ --------- ---------------------
Equity Swap N/A 11.09.2017 N/A 3,883,926 N/A 0.62%
-------------- ----------- ----------- ------------ ------------ --------- ---------------------
Equity Swap N/A 12.02.2018 N/A 4,435,094 N/A 0.70%
-------------- ----------- ----------- ------------ ------------ --------- ---------------------
Equity Swap N/A 08.03.2019 N/A 34,873 N/A 0.01%
-------------- ----------- ----------- ------------ ------------ --------- ---------------------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
26,113,133 4.15%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------------------------------------------------------------------
Proxy Voting:
--------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- -----------------------------------
11. Number of voting rights proxy N/A
holder will cease to hold:
------------------------------------------------------- -----------------------------------
12. Date on which proxy holder will N/A
cease to hold voting rights:
------------------------------------------------------- -----------------------------------
Of the total voting rights
13. Additional information: attached to shares in Section
8A, 2,106,356 (0.33%) of
these are the result of stock
borrowing agreements.
Morgan Stanley's total holding
in OCADO Group PLC remains
above the 4% threshold previously
disclosed, however, this
notification is being made
on the basis that the holding
in sections 8(b)+8(c) has
crossed a relevant threshold
in their own right at the
component level.
------------------------------------------------------- -----------------------------------
14. Contact name: Craig Horsley
------------------------------------------------------- -----------------------------------
15. Contact telephone number: +44 141 245-7736
------------------------------------------------------- -----------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLBRGDXSGDBGRG
(END) Dow Jones Newswires
March 20, 2017 13:07 ET (17:07 GMT)
Ocado (LSE:OCDO)
Historical Stock Chart
From Mar 2024 to Apr 2024
Ocado (LSE:OCDO)
Historical Stock Chart
From Apr 2023 to Apr 2024
