Ocado Group PLC Holding(s) in Company (2719U)
January 16 2017 - 8:04AM
UK Regulatory
TIDMOCDO
RNS Number : 2719U
Ocado Group PLC
16 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------------
1. Identity of the issuer or OCADO Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with X
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ------------------------------
Other (please
specify):
--------------------------------------------------------- ----- ------------------------------
3. Full name of person(s) Morgan Stanley (Institutional
subject to the Securities Group and Global
notification obligation: Wealth Management)
(iii)
----------------------------------------------------------- -----------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -----------------------------------
5. Date of the transaction 12.01.2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -----------------------------------
6. Date on which issuer 16.01.2017
notified:
----------------------------------------------------------- -----------------------------------
7. Threshold(s) that is/are 5%*
crossed or
reached: (vi, vii)
----------------------------------------------------------- -----------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------- ----------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ------------- ----------------- --------------------------- ----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ----------- ----------------- ------------ ------------- --------- -----------
GB00B3MBS747 8,171 8,171 594,834 594,834 0.09%
---------------- ------------- ----------------- ------------ ------------- --------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion rights that rights
instrument Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- --------------------------- ----------------- ------------------ ---------------------------------
Right of
recall
over
securities
lending
agreements N/A N/A 16,750,323 2.66%
--------------- --------------------------- ----------------- ------------------ ---------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- -------------- ------------- --------------- ------------------ -----------------------------------
Nominal Delta
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 30.03.2017 N/A 600,000 N/A 0.10%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 11.09.2017 N/A 8,690,000 N/A 1.38%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 22.01.2018 N/A 156,164 N/A 0.02%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 12.02.2018 N/A 4,672,094 N/A 0.74%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 29.06.2018 N/A 104,899 N/A 0.02%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Equity Swap N/A 19.07.2018 N/A 43,243 N/A 0.01%
------------- -------------- ------------- --------------- ------------------ ------------- --------------------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -------------------------------------------------------
31,611,557 5.02%
------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------------------------------------------------------------------
Proxy Voting:
--------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- -----------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- -----------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
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Of the total voting rights
13. Additional information: attached to shares in Section
8A, 586,663 (0.09%) of these
are the result of a stock
borrowing agreement
Morgan Stanley's total holding
in OCADO Group PLC remains
above the 5% threshold previously
disclosed, however, this
notification is being made
on the basis that the holding
in sections 8(b)+8(c) has
crossed a relevant threshold
in their own right at the
component level.
------------------------------------------------------- -----------------------------------
14. Contact name: Wilma Fairholm
------------------------------------------------------- -----------------------------------
15. Contact telephone number: +44 141 245-7218
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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