Ocado Group PLC Holding(s) in Company (6482T)
January 09 2017 - 3:58AM
UK Regulatory
TIDMOCDO
RNS Number : 6482T
Ocado Group PLC
09 January 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------------------
1. Identity of the issuer or Ocado Group plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights X
----------------------------------------------------------------- ---------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------------------------------------------- ---------------------------
An acquisition or disposal of instruments with X
similar economic effect to qualifying financial
instruments
----------------------------------------------------------------- ---------------------------
An event changing the breakdown of voting rights
----------------------------------------------------------------- ---------------------------
Other (please
specify):
--------------------------------------------------------- ------ ---------------------------
3. Full name of person(s) JPMorgan Chase & Co.
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ---------------------------------
4. Full name of shareholder(s) J.P. Morgan Securities Plc
(if different from 3.):(iv)
----------------------------------------------------------- ---------------------------------
5. Date of the transaction 05 January 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ---------------------------------
6. Date on which issuer 06 January 2017
notified:
----------------------------------------------------------- ---------------------------------
7. Threshold(s) that is/are 3%, 4%, 5% Upwards
crossed or
reached: (vi, vii)
----------------------------------------------------------- ---------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- ------------------------------- ---------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- -------------- --------------- ------------- --------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------- ------------- --------- ---------- -------- ---------
Below Below
minimum minimum
GB00B3MBS747 threshold threshold 7,696,838 1.22%
-------------- --------------- ------------- --------- ---------- -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- --------------- ------------------------------ ------------------- -------------------
Right to
Recall 2,810,685 0.45%
--------------- --------------- ------------------------------ ------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights rights (xix,
instrument (xvii) period instrument xx)
(xviii) refers to
---------------- ------------- --------------- ------------- -------------------- -------------------
Nominal Delta
------------- ----------------------------------------- -------- ---------
Cash-settled 0.05
Equity 0.02
Swap 0.02
Cash-settled 0.22
Equity 0.03
Swap 0.08
Cash-settled 0.17
Equity 0.83
Swap 0.02
Cash-settled 0.00
Equity 0.00
Swap 0.01
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.38
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.01
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.00
Swap 0.00
Cash-settled 0.00
Equity 0.07
Swap 0.00
Cash-settled 0.97
Equity 0.18
Swap 0.34
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash-settled
Equity
Swap
Cash settled
Equity
Swap
Cash settled 03/02/2017 03/02/2017 327,421
Equity 10/02/2017 10/02/2017 122,000
Swap 06/03/2017 06/03/2017 129,020
Cash settled 31/03/2017 31/03/2017 1,383,990
Equity 26/04/2017 26/04/2017 182,924
Swap 30/06/2017 30/06/2017 514,894
Cash settled 26/07/2017 26/07/2017 1,065,705
Equity 15/08/2017 15/08/2017 5,222,155
Swap 03/10/2017 03/10/2017 151,257
Cash settled 05/10/2017 05/10/2017 618
Equity 06/10/2017 06/10/2017 640
Swap 10/10/2017 10/10/2017 37,354
Cash settled 11/10/2017 11/10/2017 608
Equity 12/10/2017 12/10/2017 624
Swap 17/10/2017 17/10/2017 1,311
Cash-settled 19/10/2017 19/10/2017 663
Equity 23/10/2017 23/10/2017 592
Swap 25/10/2017 25/10/2017 498
Cash-settled 26/10/2017 26/10/2017 478
Equity 31/10/2017 31/10/2017 456
Swap 01/11/2017 01/11/2017 2,366,423
Cash-settled 02/11/2017 02/11/2017 449
Equity 08/11/2017 08/11/2017 452
Swap 09/11/2017 09/11/2017 421
Cash-settled 13/11/2017 13/11/2017 690
Equity 14/11/2017 14/11/2017 977
Swap 15/11/2017 15/11/2017 332
Cash-settled 16/11/2017 16/11/2017 1,144
Equity 20/11/2017 20/11/2017 973
Swap 23/11/2017 23/11/2017 748
Cash-settled 24/11/2017 24/11/2017 372
Equity 27/11/2017 27/11/2017 656
Swap 28/11/2017 28/11/2017 866
Cash-settled 30/11/2017 30/11/2017 40,904
Equity 01/12/2017 01/12/2017 293
Swap 04/12/2017 04/12/2017 287
Cash-settled 06/12/2017 06/12/2017 249
Equity 08/12/2017 08/12/2017 402
Swap 11/12/2017 11/12/2017 157
Cash-settled 14/12/2017 14/12/2017 297
Equity 18/12/2017 18/12/2017 566
Swap 19/12/2017 19/12/2017 435
Cash-settled 20/12/2017 20/12/2017 466
Equity 27/12/2017 27/12/2017 476
Swap 28/12/2017 28/12/2017 465
Cash-settled 29/12/2017 29/12/2017 1,492
Equity 02/01/2018 02/01/2018 1,525
Swap 03/01/2018 03/01/2018 21,241
Cash-settled 04/01/2018 04/01/2018 429
Equity 08/01/2018 08/01/2018 1,201
Swap 10/01/2018 10/01/2018 10,013
Cash-settled 11/01/2018 11/01/2018 5,003
Equity 23/01/2018 23/01/2018 409,872
Swap 07/02/2018 07/02/2018 113
Cash-settled 29/03/2018 29/03/2018 6,089,766
Equity 30/04/2018 30/04/2018 1,118,804
Swap 15/06/2018 15/06/2018 2,166,121
---------------- --------------- ------------- --------------------------------- -------- ---------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
31,895,811 5.07%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------------------
Total disclosable holding for JPMorgan Chase & Co.:
31,895,811 (5.07%)
Direct: J.P. Morgan Securities Plc: 7,696,838 (1.22%)
Shares; 2,810,685 (0.45%) Qualifying Financial Instruments;
21,388,288 (3.40%) Financial Instruments with similar
economic effect to Qualifying Financial Instruments.
Chain of control:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Inc. (100%)
Bank One International Holdings Corporation (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (72.27%)
J.P. Morgan Chase (UK) Holdings Limited (99.99%)
J.P. Morgan Chase International Holdings (100%)
J.P. Morgan Securities plc (99.41%)
Proxy Voting:
---------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
-------------------------------------------------------- -----------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
-------------------------------------------------------- -----------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
-------------------------------------------------------- -----------------------------
Table 8A) Includes
13. Additional information: stock borrows of 25,705,048
(4.08%)
-------------------------------------------------------- -----------------------------
14. Contact name: Tung T Le
-------------------------------------------------------- -----------------------------
15. Contact telephone number: 0207 742 7272
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This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLGIGDBRUGBGRC
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