Ocado Group PLC Holding(s) in Company (1227L)
September 28 2016 - 10:28AM
UK Regulatory
TIDMOCDO
RNS Number : 1227L
Ocado Group PLC
28 September 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------------
1. Identity of the issuer or OCADO Group PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
------------------------------------------------------------ ------------------------------
An acquisition or disposal of qualifying financial X
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ ------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ ------------------------------
Other (please
specify):
---------------------------------------------------------- ------------------------------
3. Full name of person(s) Morgan Stanley (Institutional
subject to the Securities Group and Global
notification obligation: Wealth Management)
(iii)
----------------------------------------------------------- -------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- -------------------------------
5. Date of the transaction 26.09.2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -------------------------------
6. Date on which issuer 28.09.2016
notified:
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7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 6%
----------------------------------------------------------- -------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------- ----------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ------------- ---------------- --------------------------- -----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ----------- ---------------- ------------ ------------- --------- ------------
GB00B3MBS747 41,743 41,743 8,171 8,171 0.00%
---------------- ------------- ---------------- ------------ ------------- --------- ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion rights that rights
instrument Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- --------------------------- ---------------- ------------------ ----------------------------------
Right of
recall
over
securities
lending
agreements N/A N/A 17,633,341 2.81%
--------------- --------------------------- ---------------- ------------------ ----------------------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- -------------- ------------- -------------- ------------------ ------------------------------------
Nominal Delta
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Equity Swap N/A 15.12.2016 N/A 1,677,683 N/A 0.27%
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Equity Swap N/A 30.03.2017 N/A 600,000 N/A 0.10%
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Equity Swap N/A 11.09.2017 N/A 7,730,000 N/A 1.23%
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Equity Swap N/A 04.01.2018 N/A 889,065 N/A 0.14%
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Equity Swap N/A 08.01.2018 N/A 1,117,842 N/A 0.18%
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Equity Swap N/A 22.01.2018 N/A 3,504,785 N/A 0.56%
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Equity Swap N/A 12.02.2018 N/A 4,195,159 N/A 0.67%
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Equity Swap N/A 29.06.2018 N/A 184,900 N/A 0.03%
------------- -------------- ------------- -------------- ------------------ ------------- ---------------------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------ --------------------------------------------------------
37,540,946 5.97%
------------------------------------------------------------ --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
---------------------------------------------------------------------------
Morgan Stanley Capital Services LLC, c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is a direct
holder of 19,899,434 voting rights (3.17%) and is a
subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Domestic Holdings, Inc., c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is an indirect
holder of 37,540,946 voting rights (5.97%) and is a
subsidiary of Morgan Stanley Capital Management, LLC
Morgan Stanley Capital Management, LLC, c/o The Corporation
Trust Company (DE), Corporation Trust Center, 1209 Orange
Street, Wilmington, Delaware, 19801, USA. is an indirect
holder of 37,540,946 voting rights (5.97%) and is a
subsidiary of Morgan Stanley
Proxy Voting:
---------------------------------------------------------------------------
10. Name of the proxy holder: N/A
-------------------------------------------------------- -----------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
-------------------------------------------------------- -----------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
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13. Additional information:
-------------------------------------------------------- -----------------
14. Contact name: Craig Horsley
-------------------------------------------------------- -----------------
15. Contact telephone number: +44 141 245-7736
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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