SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
COMMISSION FILE NUMBER 001-33207
NOTIFICATION OF LATE FILING
(Check One): [X] Form 10-K [_] Form 20-F [_] Form 11-K [_]Form 10-Q
[_] Form 10-D [_] Form N-SAR [_] Form N-CSR
For Period Ended: December 31, 2011
[_] Transition Report on Form 10-K
[_] Transition Report on Form 20-F
[_] Transition Report on Form 11-K
[_] Transition Report on Form 10-Q
[_] Transition Report on Form N-SAR
For the Transition Period Ended: _____________________________
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates: Not Applicable.
Universal Power Group, Inc.
Full Name of Registrant
Former Name if Applicable
1720 Hayden Drive
Address of Principal Executive Office (Street and Number)
Carrollton, Texas 75006
City, State and Zip Code
RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate.)
(a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, Form11-K or Form N-SAR, or portion thereof
[X] will be filed on or before the 15th calendar day following the
prescribed due date; or the subject quarterly report or transition
report on Form 10-Q, or portion thereof will be filed on or before
the fifth calendar day following the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K,
10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not
be filed within the prescribed time period.
The filing of the registrant's Annual Report on form 10-K for the year
ended December 31, 2011 has been delayed because the compilation, dissemination
and review of the information required to be presented in the Form 10-K has
imposed time constraints that have rendered timely filing of the Form 10-K
impracticable without undue hardship and expense to the registrant. The
registrant believes that the Annual Report on Form 10-K for such period will be
available for filing on or before April 16, 2012.
(1) Name and telephone number of person to contact in regard to this
Ian Edmonds 469 892-1122
(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under Section 13 [X] Yes [_]No
or 15(d) of the Securities Exchange Act of 1934 or Section
30 of the Investment Company Act of 1940 during the
preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed?
If the answer is no, identify report(s).
(3) Is it anticipated that any significant change in results of [X] Yes [_]No
operations from the corresponding period for the last
fiscal year will be reflected by the earnings statements to
be included in the subject report or portion thereof?
If so: attach an explanation of the anticipated change, both narratively and
quantitatively, and, if appropriate, state the reasons why a reasonable estimate
of the results cannot be made.
The registrant anticipates that its results of operations will be
reported on its Annual Report on form 10-K for the year ended December 31,
2011 as follows: (i) in 2011,net revenues was approximately $89 million,
compared to approximately $107 million in 2010; (ii) in 2011, the net
income attributable to the registrant was approximately $0.2 million,
compared to approximately $2.8 million in 2010; and (iii) in 2011, the net
income per share, basic and diluted, was approximately $0.04, compared to
approximately $0.58 in 2010.
Universal Power Group, Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date March 30, 2012 By: /s/ Ian Edmonds
Chief Executive Officer
INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly authorized representative. The name and title of the person
signing the form shall be typed or printed beneath the signature. If the
statement is signed on behalf of the registrant by an authorized representative
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS (SEE 18 U.S.C. 1001).