TIDMAML

RNS Number : 3585H

Nomura International PLC (EPT)

30 November 2015

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                        Nomura International Plc 
----------------------------------------------------------  ---------------------------------------------------------- 
 (b) Name of offeror/offeree in relation to whose relevant                           Amlin PLC 
 securities this form relates: 
 Use a separate form for each offeror/offeree 
----------------------------------------------------------  ---------------------------------------------------------- 
 (c) Name of the party to the offer with which exempt         Financial Advisor to Mitsui Sumitomo Insurance Company 
 principal trader is connected:                                                       Limited 
----------------------------------------------------------  ---------------------------------------------------------- 
 (d) Date position held/dealing undertaken:                                         27 Nov 2015 
 For an opening position disclosure, state the latest 
 practicable date prior to the disclosure 
----------------------------------------------------------  ---------------------------------------------------------- 
 (e) In addition to the company in 1(b) above, is the                                   N/A 
 exempt principal trader making disclosures 
 in respect of any other party to the offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
----------------------------------------------------------  ---------------------------------------------------------- 
 
   2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
 Class of relevant security:                                                                 Ordinary Shares 
--------------------------------------------------------------------------------  ------------------------------------ 
                                                                                      Interests       Short positions 
--------------------------------------------------------------------------------  ----------------  ------------------ 
                                                                                   Number      %      Number       % 
--------------------------------------------------------------------------------  --------  ------  ----------  ------ 
 (1) Relevant securities owned and/or controlled:                                  198,148   0.039    77,256     0.015 
--------------------------------------------------------------------------------  --------  ------  ----------  ------ 
 (2) Cash-settled derivatives:                                                     17,847    0.004    180,875    0.036 
--------------------------------------------------------------------------------  --------  ------  ----------  ------ 
 (3) Stock-settled derivatives (including options) and agreements to 
  purchase/sell:                                                                      0      0.000       0       0.000 
--------------------------------------------------------------------------------  --------  ------  ----------  ------ 
 
   TOTAL:                                                                          215,995   0.043    258,131    0.051 
--------------------------------------------------------------------------------  --------  ------  ----------  ------ 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

   (b)        Rights to subscribe for new securities (including directors' and other employee options) 
 
 Class of relevant security in relation to which subscription right exists: 
---------------------------------------------------------------------------- 
 Details, including nature of the rights concerned and relevant percentages: 
---------------------------------------------------------------------------- 
 
   3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
    Class of relevant      Purchases/ sales       Total number of         Highest price per     Lowest price per unit 
        security                                     securities          unit paid/received         paid/received 
------------------------  ------------------  -----------------------  ----------------------  ----------------------- 
     Ordinary shares           Purchase                29,538                  6.5855                   6.5800 
------------------------  ------------------  -----------------------  ----------------------  ----------------------- 
     Ordinary shares             Sale                  36,293                  6.5900                   6.5800 
------------------------  ------------------  -----------------------  ----------------------  ----------------------- 
 
   (b)        Cash-settled derivative transactions 
 
    Class of relevant       Product description       Nature of dealing         Number of reference     Price per unit 
         security                 e.g. CFD          e.g. opening/closing a          securities 
                                                     long/short position, 
                                                    increasing/reducing a 
                                                     long/short position 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
     Ordinary shares                Swap                     Long                      4,950                6.5822 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
     Ordinary shares                Swap                     Long                     18,268                6.5832 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
     Ordinary shares                Swap                     Long                      3,979                6.5843 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
     Ordinary shares                Swap                     Long                      9,096                6.5850 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
     Ordinary shares                Swap                    Short                     10,039                6.5800 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
     Ordinary shares                Swap                    Short                     18,268                6.5835 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
     Ordinary shares                Swap                    Short                      1,231                6.5850 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of       Product        Writing,      Number of       Exercise          Type       Expiry date   Option money 
   relevant     description    purchasing,     securities      price per         e.g.                        paid/ 
   security      e.g. call       selling,       to which         unit         American,                   received per 
                   option      varying etc.      option                        European                       unit 
                                                relates                          etc. 
-------------  -------------  -------------  -------------  --------------  -------------  ------------  ------------- 
 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
-----------------------  --------------------  -----------------------  ---------------------  ----------------------- 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion 
---------------------------  -------------------------------  --------  ------------------------------- 
 
 
   4.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 

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