Nomura International PLC (EPT) Form 8.5 AMLIN PLC (3585H)
November 30 2015 - 05:40AM
UK Regulatory
TIDMAML
RNS Number : 3585H
Nomura International PLC (EPT)
30 November 2015
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Nomura International Plc
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(b) Name of offeror/offeree in relation to whose relevant Amlin PLC
securities this form relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------- ----------------------------------------------------------
(c) Name of the party to the offer with which exempt Financial Advisor to Mitsui Sumitomo Insurance Company
principal trader is connected: Limited
---------------------------------------------------------- ----------------------------------------------------------
(d) Date position held/dealing undertaken: 27 Nov 2015
For an opening position disclosure, state the latest
practicable date prior to the disclosure
---------------------------------------------------------- ----------------------------------------------------------
(e) In addition to the company in 1(b) above, is the N/A
exempt principal trader making disclosures
in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------------------------- ----------------------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary Shares
-------------------------------------------------------------------------------- ------------------------------------
Interests Short positions
-------------------------------------------------------------------------------- ---------------- ------------------
Number % Number %
-------------------------------------------------------------------------------- -------- ------ ---------- ------
(1) Relevant securities owned and/or controlled: 198,148 0.039 77,256 0.015
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(2) Cash-settled derivatives: 17,847 0.004 180,875 0.036
-------------------------------------------------------------------------------- -------- ------ ---------- ------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 0 0.000 0 0.000
-------------------------------------------------------------------------------- -------- ------ ---------- ------
TOTAL: 215,995 0.043 258,131 0.051
-------------------------------------------------------------------------------- -------- ------ ---------- ------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per unit
security securities unit paid/received paid/received
------------------------ ------------------ ----------------------- ---------------------- -----------------------
Ordinary shares Purchase 29,538 6.5855 6.5800
------------------------ ------------------ ----------------------- ---------------------- -----------------------
Ordinary shares Sale 36,293 6.5900 6.5800
------------------------ ------------------ ----------------------- ---------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- --------------------- ------------------------- ------------------------ ---------------
Ordinary shares Swap Long 4,950 6.5822
------------------------- --------------------- ------------------------- ------------------------ ---------------
Ordinary shares Swap Long 18,268 6.5832
------------------------- --------------------- ------------------------- ------------------------ ---------------
Ordinary shares Swap Long 3,979 6.5843
------------------------- --------------------- ------------------------- ------------------------ ---------------
Ordinary shares Swap Long 9,096 6.5850
------------------------- --------------------- ------------------------- ------------------------ ---------------
Ordinary shares Swap Short 10,039 6.5800
------------------------- --------------------- ------------------------- ------------------------ ---------------
Ordinary shares Swap Short 18,268 6.5835
------------------------- --------------------- ------------------------- ------------------------ ---------------
Ordinary shares Swap Short 1,231 6.5850
------------------------- --------------------- ------------------------- ------------------------ ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
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