Nomura International PLC (EPT) Form 38.5(b) Dragon Oil Plc (6796I)
March 27 2015 - 5:50AM
UK Regulatory
TIDMDGO
RNS Number : 6796I
Nomura International PLC (EPT)
27 March 2015
Ap27
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT,
1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPALTRADERS WITHOUT RECOGNISED
INTERMEDIARY STATUS, OR WITH RECOGNISEDINTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal Nomura International Plc
trader
========================== ========================
Company dealt in Dragon Oil Plc
========================== ========================
Class of relevant security Ordinary shares
to which the dealings
being disclosed relate
(Note 1)
========================== ========================
Date of dealing 26 Mar 2015
========================== ========================
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the
class of relevant security dealt in (Note 2)
Long Short
=========================== =================== =====================
Number (%) Number (%)
=========================== ======= ==== ==== ========= ==== ====
(1) Relevant securities 30,594 0.006 44,854 0.009
=========================== =================== =====================
(2) Derivatives (other
than options) 44,854 0.009 8,594 0.002
=========================== =================== =====================
(3) Options and agreements
to purchase/sell 0 0.000 0 0.000
=========================== =================== =====================
Total 75,448 0.015 53,448 0.011
=========================== =================== =====================
(b) Interests and shortpositions in relevantsecurities of the
company,other than the class dealt in (Note 2)
Class of relevant security: Long Short
=========================== =================== =====================
Number (%) Number (%)
=========================== ======= ==== ==== ========= ==== ====
(1) Relevant securities
=========================== =================== =====================
(2) Derivatives (other
than options)
=========================== =================== =====================
(3) Options and agreements
to purchase/sell
=========================== =================== =====================
Total
=========================== =================== =====================
Ap28
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit
(Note 4)
=============== ==================================== ===================
Purchase 8,118 5.8651
=============== ==================================== ===================
Purchase 17,121 5.9105
=============== ==================================== ===================
Purchase 1,800 5.9161
=============== ==================================== ===================
Sale 22,438 5.9076
=============== ==================================== ===================
Sale 1,159 5.9090
=============== ==================================== ===================
Sale 1,800 5.9138
=============== ==================================== ===================
(b) Derivatives transactions (other than options transactions)
Product Nature of transaction Number of relevant Price per
name, (Note 5) securities unit
e.g. CFD (Note 6) (Note 4)
=========== ======================= =================== ==========
Swap Long 22,438 5.9076
=========== ======================= =================== ==========
Swap Long 1,159 5.9096
=========== ======================= =================== ==========
Swap Long 1,800 5.9144
=========== ======================= =================== ==========
Swap Short 8,118 5.8645
=========== ======================= =================== ==========
Swap Short 17,121 5.9104
=========== ======================= =================== ==========
Swap Short 1,800 5.9156
=========== ======================= =================== ==========
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasingor varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. American, date money paid/received
e.g. call purchasing, to which European per unit
option varying the option etc. (Note 4)
etc. relates (Note
7)
=========== ============= =============== ========= ================ ====== =====================
(ii) Exercising
Product name, Number of securities Exercise price
e.g. call option per unit (Note
4)
================== =========================== ====================
(d) Other dealings (including transactions in respect of new securities) (Note 3)
Nature of transaction Details Price per unit
(Note 7) (if applicable)
(Note 4)
====================== ============== =====================
Ap29
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options
or derivatives
Full detailsof any agreement, arrangement or understanding
betweenthe person disclosing and any other person relating to the
voting rights of any relevant securities
under any option referred to on this form or relating to the
voting rights or future
acquisition or disposal of any relevantsecurities to which any
derivative referred to on this form is referenced. If none, this
should be stated.
Is a Supplemental Form 38.5(b) attached?(Note 8) NO
Date of disclosure 27 Mar 2014
=========================== ==============
Contact name Tomoki Asada
=========================== ==============
Telephone number 020 7102 7401
=========================== ==============
Name of offeree/offeror Dragon Oil PLC
with which connected
=========================== ==============
Nature of connection (Note
9)
=========================== ==============
This information is provided by RNS
The company news service from the London Stock Exchange
END
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