Nanoco Group PLC Notification of Major Interest in Shares (4996P)
November 17 2016 - 10:22AM
UK Regulatory
TIDMNANO
RNS Number : 4996P
Nanoco Group PLC
17 November 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
--------------------------------------------------------------------------------------------
1. Identity of the issuer or Nanoco Group plc
the underlying issuer
of existing shares to which
voting rights are
attached:
------------------------------------------------------------- -----------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
---------------------------------------------------------------- --------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- --------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- --------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- --------------------------
Other (please
specify):
--------------------------------------------------------- ----- --------------------------
3. Full name of person(s) Henderson Group plc
subject to the
notification obligation:
----------------------------------------------------------- -------------------------------
4. Full name of shareholder(s)
(if different from 3.):
----------------------------------------------------------- -------------------------------
5. Date of the transaction 16 November 2016
and date on
which the threshold is
crossed or
reached:
----------------------------------------------------------- -------------------------------
6. Date on which issuer 17 November 2016
notified:
----------------------------------------------------------- -------------------------------
7. Threshold(s) that is/are Total shares have crossed
crossed or below 21%
reached:
----------------------------------------------------------- -------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of voting rights
Shares Voting shares rights
Rights
------------- ----------------- ---------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
------------- ------------- ------------ -------------- --------- ------------ ------------ -----------
Ordinary 49,748,460 49,748,460 48,367,160 20.30%
----------------- ---------------- -------------- --------- ------------ ------------ -----------
GB00B01JLR99
------------- ------------- ------------ ------------ ------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
----------------- --------------- -------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
--------------- --------------- -------------- -------------- --------------------------- -----------------------
CFD 3,240,796 Nominal Delta
--------------- --------------- -------------- -------------- --------------------------- ------------ ---------
1.36%
------------- ------------- ------------ ------------ ------- ------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------------- ----------------------------------------------------
51,607,956 21.66%
---------------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
------------------------------------------------------------------------------------------
See Annex 1 below.
Proxy Voting:
------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- ---------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- ---------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- ---------------------------
This disclosure has been
13. Additional information: calculated based on total
voting rights outstanding
amount 238,224,606.
------------------------------------------------------------- ---------------------------
14. Contact name: Scott Dickenson
------------------------------------------------------------- ---------------------------
15. Contact telephone number: 020 7818 4184
------------------------------------------------------------- ---------------------------
Annex 1: Information in relation to the person subject
to the notification obligation (please tick the applicable
box):
[ ] Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer.
[X] Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entity:
Name % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial instruments or is higher
higher than if it equals than the notifiable
the notifiable or is higher threshold
threshold than the notifiable
threshold
----------------------- ---------------- ----------------------- ---------------------
Henderson Group
plc, Henderson
Group Holdings
Asset Management
Limited, HGI
Asset Management
Group Limited,
Henderson Global
Group Limited,
Henderson Holdings
Group Limited,
HGI Group Limited,
Henderson Global
Investors (Holdings)
Limited, AlphaGen
Capital Limited 6.92% Below 5% 8.28%
----------------------- ---------------- ----------------------- ---------------------
Henderson Group
plc, Henderson
Group Holdings
Asset Management
Limited, HGI
Asset Management
Group Limited,
Henderson Global
Group Limited,
Henderson Holdings
Group Limited,
HGI Group Limited,
Henderson Global
Investors (Holdings)
Limited, Henderson
Global Investors
Limited 13.38% - 13.38%
----------------------- ---------------- ----------------------- ---------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLBUBDBCBBBGLR
(END) Dow Jones Newswires
November 17, 2016 10:22 ET (15:22 GMT)
Nanoco (LSE:NANO)
Historical Stock Chart
From Mar 2024 to Apr 2024
Nanoco (LSE:NANO)
Historical Stock Chart
From Apr 2023 to Apr 2024
