TIDMNANO

RNS Number : 4612G

Nanoco Group PLC

04 March 2015

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
-------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the underlying         Nanoco Group Plc 
  issuer                                              GB00B01JLR99 
  of existing shares to which voting rights 
  are 
  attached: 
--------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                     Yes 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments                  n/a 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic                 n/a 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights                                n/a 
-----------------------------------------------------------------------------  ------- 
 Other (please                                                                   n/a 
  specify): 
-------------------  --------------------------------------------------------  ------- 
 3. Full name of person(s) subject             UBS Investment Bank 
  to the                                        UBS Group AG 
  notification obligation: 
--------------------------------------------  ---------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):                        UBS AG London Branch 
                                                 UBS Limited 
                                                 UBS Securities LLC 
--------------------------------------------  ---------------------------------------- 
 5. Date of the transaction and date           27 February 2015 
  on 
  which the threshold is crossed 
  or 
  reached: 
--------------------------------------------  ---------------------------------------- 
 6. Date on which issuer notified:             3 March 2015 
--------------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached:                                     3% 
--------------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
-------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------------------- 
 Class/type       Situation previous                         Resulting situation after the triggering 
  of               to the triggering                          transaction 
  shares           transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
---------------  -----------------------------------------  -------------------------------------------------------------- 
                  Number               Number                Number        Number of voting          % of voting rights 
                   of                   of                    of shares     rights 
                   Shares               Voting 
                                        Rights 
---------------  -------------------  --------------------  ------------  ------------------------  ---------------------- 
                                                                           Direct        Indirect    Direct      Indirect 
---------------  ---  -----  -------  ---  -----  --------  ------------  ------------  ----------  ----------  ---------- 
                  Below Notifiable     Below Notifiable 
   GB00B01JLR99    Threshold            Threshold            -             -             7,798,956   -           3.59% 
                 -------------------  --------------------  ------------  ------------  ----------  ----------  ---------- 
 
 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------------------- 
 Type of financial            Expiration           Exercise/                     Number of voting          % of voting 
  instrument                   date                 Conversion Period             rights that may           rights 
                                                                                  be 
                                                                                  acquired if the 
                                                                                  instrument is 
                                                                                  exercised/ converted. 
---------------------------  -------------------  ----------------------------  ------------------------  ---------------- 
 -                            -                    -                             -                         - 
---------------------------  -------------------  ----------------------------  ------------------------  ---------------- 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments 
-------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------------------- 
 Type of financial     Exercise             Expiration       Exercise/     Number of voting          % of voting rights 
  instrument            price                date             Conversion    rights instrument 
                                                              period        refers to 
--------------------  -------------------  ---------------  ------------  ------------------------  ---------------------- 
 -                     -                    -                -             -                         Nominal     Delta 
--------------------  -------------------  ---------------  ------------  ------------------------  ----------  ---------- 
                                                                                                     -           - 
         -----------------------------------------------------------------------------  ----------  ----------  ---------- 
 
 Total (A+B+C) 
-------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                                   Percentage of voting rights 
------------------------------------------------------------------------  ------------------------------------------------ 
 7,798,956                                                                 3.59% 
------------------------------------------------------------------------  ------------------------------------------------ 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: 
----------------------------------------------------------------------------------------------------- 
 
        UBS Group AG is a group holding company for UBS Investment Bank business. 
        Voting rights are held through its controlled undertakings as set out 
        below. 
 
        UBS AG: 
         *    directly through its branches: UBS AG London Branch - 
              7,142,215 (3.29%); and 
 
 
         *    indirectly through its subsidiaries: UBS Limited - 
              3,838 (0.00%) and 
 
 
         *    indirectly through its subsidiaries: UBS Securities 
              LLC - 652,903 (0.30%) 
 
 Proxy Voting: 
----------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
-----------------------------------------------------------  ---------------------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
-----------------------------------------------------------  ---------------------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
-----------------------------------------------------------  ---------------------------------------- 
 
 
  13. Additional information: 
-------------------------------------------  -------------------------------------------------------- 
 14. Contact name:                            Konstantina Georgaki / Zuzana Görögová 
-------------------------------------------  -------------------------------------------------------- 
 15. Contact telephone number:                +41 44 239 4071 
-------------------------------------------  -------------------------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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