Morrison(Wm.)Supermarkets PLC Holding(s) in Company (0289N)
August 03 2017 - 5:52AM
UK Regulatory
TIDMMRW
RNS Number : 0289N
Morrison(Wm.)Supermarkets PLC
03 August 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
-----------------------------------------------------------------------------------------------------
1a. Identity of the issuer WM Morrison Supermarkets
or the underlying issuer plc
of existing shares to which
voting rights are attached(ii)
:
------------------------------------------------- --------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
-----------------------------------------------------------------------------------------------------
Non-UK issuer
------------------------------------------------------------------------------------- --------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
-----------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------------- --------------
An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights X
------------------------------------------------------------------------------------- --------------
Other (please specify)(iii) :
------------------------------------------------------------------------------------- --------------
3. Details of person subject to the notification obligation(iv)
Name Morgan Stanley
City and country of registered Wilmington, Delaware, USA
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
-----------------------------------------------------------------------------------------------------
Name
------------------------------------------------- --------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------- --------------------------------------------------
5. Date on which the threshold 31/07/2017
was crossed or reached(vi)
:
------------------------------------------------- --------------------------------------------------
6. Date on which issuer notified 02/08/2017
(DD/MM/YYYY):
------------------------------------------------- --------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
-----------------------------------------------------------------------------------------------------
% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A) (total of
8.B 1 + 8.B
2)
---------------------- ------------------------- ---------------- ---------------- --------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 0.00% 5.26% 5.26% 2,354,022,308
---------------------- ------------------------- ---------------- ---------------- --------------
Position
of previous
notification
(if
applicable) 0.00% 5.25% 5.25%
---------------------- ------------------------- ---------------- ---------------- --------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
------------------------------------------------------------------------------------------------------
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
-----------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------- ---------------- ---------------- ------------------------------- --------------
GB0006043169
----------------- ---------------- ---------------- ------------------------------- --------------
SUBTOTAL
8. A
----------------- ---------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion rights that rights
instrument Period(xi) may be acquired
if the instrument
is
exercised/converted.
----------------- --------------- ----------------- ------------------------------- --------------
Depositary at any
Receipt time at any time 18,440 0.001%
----------------- --------------- ----------------- ------------------------------- --------------
Right of
recall over
securities
lending at any
agreements time at any time 35,946,974 1.53%
----------------- --------------- ----------------- ------------------------------- --------------
SUBTOTAL 8.
B 1 35,965,414 1.53%
----------------- ------------------------------- --------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 15/01/2018 time Cash 16,039,033 0.68%
---------------- ---------------- --------------- ------------------ ------------- --------------
Compound
Option At any
(Cash Settled) 05/09/2017 time Cash 10,783 0.0005%
---------------- ---------------- --------------- ------------------ ------------- --------------
Compound
Option At any
(Cash Settled) 09/11/2017 time Cash 24,184 0.001%
---------------- ---------------- --------------- ------------------ ------------- --------------
Compound
Option At any
(Cash Settled) 28/09/2017 time Cash 47,872 0.002%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 22/01/2018 time Cash 8,533,000 0.36%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 12/02/2018 time Cash 7,109,356 0.30%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 09/03/2018 time Cash 119,768 0.01%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 20/04/2018 time Cash 594,000 0.03%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 07/08/2018 time Cash 8,100,000 0.34%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 03/04/2019 time Cash 4,634,534 0.20%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 31/07/2019 time Cash 11,439,021 0.49%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 18/11/2019 time Cash 214,459 0.01%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 16/06/2020 time Cash 3,105,000 0.13%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 05/10/2021 time Cash 515,050 0.02%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 21/12/2021 time Cash 22,035,493 0.94%
---------------- ---------------- --------------- ------------------ ------------- --------------
Equity at any
Swap 16/05/2022 time Cash 5,342,524 0.23%
---------------- ---------------- --------------- ------------------ ------------- --------------
SUBTOTAL
8.B.2 87,864,077 3.73%
----------------------------------- ------------- --------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
-------------------------------------------------------------------------------------- --------------
Name(xv) % of voting % of voting Total of both
rights if it rights through if it equals
equals or is financial or is higher
higher than instruments than the notifiable
the notifiable if it equals threshold
threshold or is higher
than the
notifiable
threshold
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Capital
Management,
LLC
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Domestic
Holdings,
Inc.
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Capital Services
LLC
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Capital
Management,
LLC
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Domestic
Holdings,
Inc.
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
& Co. LLC
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Capital
Management,
LLC
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Domestic
Holdings,
Inc.
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Smith Barney
LLC
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Capital
Management,
LLC
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Domestic
Holdings,
Inc.
------------------ -------------------------------- ----------------- -----------------------------
Morgan Stanley
Capital Products
LLC
------------------ -------------------------------- ----------------- -----------------------------
10. In case of proxy voting, please identify:
------------------------------------------------------------------------------------------------------
Name of the proxy holder
---------------------------------------------------- ------------------------------------------------
The number and % of voting
rights held
---------------------------------------------------- ------------------------------------------------
The date until which the
voting rights will be held
---------------------------------------------------- ------------------------------------------------
11. Additional information(xvi)
------------------------------------------------------------------------------------------------------
Place of completion Glasgow
-------------------- -----------
Date of completion 02/08/2017
-------------------- -----------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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