Morgan Stanley & Co. LLC Form 8.5 (EPT/RI)Replacement Royal Dutch Shell Plc (4417B)
October 06 2015 - 11:56AM
UK Regulatory
TIDMBG. TIDMRDSA
RNS Number : 4417B
Morgan Stanley & Co. LLC
06 October 2015
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. LLC
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell Plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: BG Group Plc
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(d) Date dealing undertaken: 01 OCTOBER 2015
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect Yes
of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------- ----------------- --------------- ------------------------ ------------------------
A ADSs PURCHASES 734,990 49.3400 USD 47.8800 USD
------------------- ----------------- --------------- ------------------------ ------------------------
A ADSs SALES 734,990 49.3400 USD 47.8900 USD
------------------- ----------------- --------------- ------------------------ ------------------------
B ADSs PURCHASES 219,245 49.5400 USD 48.1400 USD
------------------- ----------------- --------------- ------------------------ ------------------------
B ADSs SALES 222,930 49.5400 USD 48.1400 USD
------------------- ----------------- --------------- ------------------------ ------------------------
EUR 0.07 A
ordinary PURCHASES 299,288 21.7130 EUR 21.4550 EUR
------------------- ----------------- --------------- ------------------------ ------------------------
EUR 0.07 A
ordinary SALES 299,288 21.7128 EUR 21.4550 EUR
------------------- ----------------- --------------- ------------------------ ------------------------
EUR 0.07 A PURCHASES 42,235 16.0950 GBP 15.7300 GBP
ordinary
------------------- ----------------- --------------- ------------------------ ------------------------
EUR 0.07 A SALES 42,235 16.0950 GBP 15.7296 GBP
ordinary
------------------- ----------------- --------------- ------------------------ ------------------------
EUR 0.07 B PURCHASES 26,324 16.1352 GBP 15.8300 GBP
ordinary
------------------- ----------------- --------------- ------------------------ ------------------------
EUR 0.07 B SALES 26,324 16.0550 GBP 15.8295 GBP
ordinary
------------------- ----------------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------ -------------------- ------------------------ -------------------- ----------
N/A N/A N/A N/A N/A
------------------ -------------------- ------------------------ -------------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercise
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure: 06 OCTOBER 2015
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Contact name: Craig Horsley
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Telephone number: +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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