Morgan Stanley Capital Services LLC Form 8.5 (EPT/RI) - Replacement Royal Dutch Shell (6288K)
April 17 2015 - 11:59AM
UK Regulatory
TIDMBG. TIDMRDSA
RNS Number : 6288K
Morgan Stanley Capital Services LLC
17 April 2015
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
-------------------------------------------------------------------------------- ------------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form Royal Dutch Shell Plc
relates:
Use a separate form for each offeror/offeree
-------------------------------------------------------------------------------- ------------------------------------
(c) Name of the party to the offer with which exempt principal trader is BG Group Plc
connected:
-------------------------------------------------------------------------------- ------------------------------------
(d) Date dealing undertaken: 15 APRIL 2015
-------------------------------------------------------------------------------- ------------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
-------------------------------------------------------------------------------- ------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------ ---------------- --------------- ------------------------ ------------------------
B ADSs PURCHASES 5,443 63.8300 USD 62.8300 USD
------------------ ---------------- --------------- ------------------------ ------------------------
B ADSs SALES 700 63.4200 USD 63.0300 USD
------------------ ---------------- --------------- ------------------------ ------------------------
A ADSs PURCHASES 62,379 62.2700 USD 61.3200 USD
------------------ ---------------- --------------- ------------------------ ------------------------
A ADSs SALES 6,660 62.2700 USD 61.3000 USD
------------------ ---------------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9400
ordinary CFD LONG 49 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9425
ordinary CFD LONG 100 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.8955
ordinary CFD SHORT 4,730 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9400
ordinary CFD SHORT 17,005 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9400
ordinary CFD SHORT 2,507 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9571
ordinary CFD SHORT 16 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9571
ordinary CFD SHORT 72 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9571
ordinary CFD SHORT 16 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9576
ordinary CFD SHORT 12 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9576
ordinary CFD SHORT 1,653 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9576
ordinary CFD SHORT 12 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9576
ordinary CFD SHORT 12 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9576
ordinary CFD SHORT 12 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9576
ordinary CFD SHORT 411 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9758
ordinary CFD SHORT 5,421 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9758
ordinary CFD SHORT 534 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9758
ordinary CFD SHORT 162 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 28.9768
ordinary CFD SHORT 100 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD LONG 5,441 20.5920
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD LONG 1,050 20.7392
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 15,877 20.7150
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 4,672 20.7230
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 1,120 20.7358
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 9,181 20.7407
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 340 20.7461
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 191 20.7461
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 2,963 20.7479
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 662 20.7833
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 1,630 20.7833
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 3,303 20.7833
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 4,526 20.7833
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 6,179 20.7833
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD LONG 500 63.1820
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD LONG 200 63.4200
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 200 62.8900
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 600 62.9367
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 500 63.1720
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 900 63.2788
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 1,100 63.3190
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 560 63.3382
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 1,400 63.3473
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 100 63.7200
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 36 63.7400
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 47 63.7400
USD
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 27,287 21.1032
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 2,080 21.1032
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 20,633 21.1032
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 677 21.1558
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 1,643 21.1558
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 1,817 21.1558
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 1,031 21.1558
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 639 21.1558
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 1,487 21.1558
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 27,287 21.1625
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 2,080 21.1625
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 20,633 21.1625
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 2,327 21.1714
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 55 21.1881
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 440,901 21.2937
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 4,000 21.1742
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 5,200 21.1759
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 18,000 21.1789
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 10,506 21.2024
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 2,897 21.2121
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 1,320 21.2143
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 132 21.2200
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 60 21.2204
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 1,300 61.7894
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 925 61.8735
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 2,900 62.0386
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 5 62.2200
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 5 62.2200
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 400 62.2400
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 200 62.2700
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD SHORT 800 61.4937
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD SHORT 2,154 61.8218
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD SHORT 14,700 62.0666
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD SHORT 43,800 62.0705
USD
------------------- --------------------- ------------------------- -------------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercise
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 17 APRIL 2015
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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