TIDMKAZ

RNS Number : 2509S

KAZ Minerals PLC

29 September 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
---------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                         KAZ Minerals PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
---------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
-------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                 X 
-------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
-------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
-------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
-------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                               Vladislav Kim 
 City and country of registered 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
---------------------------------------------------------------------------------------------------- 
 Name                                               HSBC PLC 
-------------------------------------------------  ------------------------------------------------- 
 City and country of registered                     London, United Kingdom 
  office (if applicable) 
-------------------------------------------------  ------------------------------------------------- 
 Name                                               Deutsche Bank (Switzerland) 
                                                     Ltd. 
-------------------------------------------------  ------------------------------------------------- 
 City and country of registered                     Zurich, Switzerland 
  office (if applicable) 
-------------------------------------------------  ------------------------------------------------- 
 Name                                               Citibank N.A. London 
-------------------------------------------------  ------------------------------------------------- 
                                                    London, United Kingdom 
-------------------------------------------------  ------------------------------------------------- 
 Name                                               EFG Bank & Trust (Bahamas) 
                                                     Ltd. 
-------------------------------------------------  ------------------------------------------------- 
                                                    Nassau, Bahamas 
-------------------------------------------------  ------------------------------------------------- 
 Name                                               SIX SIS AG 
-------------------------------------------------  ------------------------------------------------- 
                                                    Olten, Switzerland 
-------------------------------------------------  ------------------------------------------------- 
 5. Date on which the threshold                     22 September 2017 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 6. Date on which issuer notified                   26 September 2017 
  (DD/MM/YYYY): 
-------------------------------------------------  ------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
---------------------------------------------------------------------------------------------------- 
                               % of voting            % of voting        Total of       Total number 
                              rights attached       rights through       both in %       of voting 
                                 to shares             financial        (8.A + 8.B)      rights of 
                                 (total of            instruments                        issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                          2) 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached             7.07%                                        7.07%             31,570,723 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)            6.71%                                        6.71% 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type              Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
---------------------- 
                                Direct            Indirect                 Direct                  Indirect 
                               (Art 9 of          (Art 10 of              (Art 9 of               (Art 10 of 
                               Directive          Directive               Directive                Directive 
                             2004/109/EC)        2004/109/EC)            2004/109/EC)            2004/109/EC) 
                               (DTR5.1)           (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
---------------------   ---------------------  --------------  ------------------------------  --------------- 
 GB00BOHZPV38                                   31,570,723                                      7.07% 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 
 
 SUBTOTAL 
  8. A                                31,570,723                                    7.07% 
----------------------  -------------------------------------  ----------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial       Expiration             Exercise/       Number of voting                % of voting 
  instrument              date(x)                Conversion      rights that                     rights 
                                                 Period(xi)      may be acquired 
                                                                 if the instrument 
                                                                 is 
                                                                 exercised/converted. 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 
 
 
                                                SUBTOTAL 8. 
                                                 B 1 
                                               --------------  ------------------------------  --------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                Expiration              Exercise/       Physical           Number       % of voting 
  financial              date(x)                Conversion      or cash             of voting    rights 
  instrument                                    Period          settlement(xii)     rights 
                                                (xi) 
---------------------  ----------------------  --------------  -----------------  -----------  --------------- 
 
 
 
                                                                SUBTOTAL 
                                                                 8.B.2 
                                                               -----------------  -----------  --------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which                          X 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
------------------------------------------------------------------  --------------------- 
        Name(xv)            % of voting          % of voting            Total of both 
                            rights if it        rights through           if it equals 
                            equals or is     financial instruments       or is higher 
                            higher than          if it equals         than the notifiable 
                           the notifiable        or is higher              threshold 
                             threshold        than the notifiable 
                                                   threshold 
-----------------------  ----------------  -----------------------  --------------------- 
 Vladislav Kim            7.07%             N/A                      7.07% 
-----------------------  ----------------  -----------------------  --------------------- 
 Lafonda Holding 
  Pte. Ltd.               6.79%             N/A                      6.79% 
-----------------------  ----------------  -----------------------  --------------------- 
 Lafonda Invest 
  Pte. Ltd.               6.79%             N/A                      6.79% 
-----------------------  ----------------  -----------------------  --------------------- 
 Banque Internationale 
  à Luxembourg       4.76%             N/A                      4.76% 
-----------------------  ----------------  -----------------------  --------------------- 
 HSBC PLC                 4.76%             N/A                      4.76% 
-----------------------  ----------------  -----------------------  --------------------- 
 
 Vladislav Kim            7.07%             N/A                      7.07% 
-----------------------  ----------------  -----------------------  --------------------- 
 Lafonda Holding 
  Pte. Ltd.               6.79%             N/A                      6.79% 
-----------------------  ----------------  -----------------------  --------------------- 
 Lafonda Invest 
  Pte. Ltd.               6.79%             N/A                      6.79% 
-----------------------  ----------------  -----------------------  --------------------- 
 Deutsche Bank            Less than 3%      N/A                      Less than 3% 
  (Switzerland) 
  Ltd. 
-----------------------  ----------------  -----------------------  --------------------- 
 
 Vladislav Kim            7.07%             N/A                      7.07% 
-----------------------  ----------------  -----------------------  --------------------- 
 Lafonda Holding 
  Pte. Ltd.               6.79%             N/A                      6.79% 
-----------------------  ----------------  -----------------------  --------------------- 
 Lafonda Invest 
  Pte. Ltd.               6.79%             N/A                      6.79% 
-----------------------  ----------------  -----------------------  --------------------- 
 Julius Bär          Less than 3%      N/A                      Less than 3% 
  (Monaco) S.A.M. 
-----------------------  ----------------  -----------------------  --------------------- 
 Julius Bär          Less than 3%      N/A                      Less than 3% 
  & Co. AG 
-----------------------  ----------------  -----------------------  --------------------- 
 Citibank N.A.            Less than 3       N/A                      Less than 3% 
  London                   % 
-----------------------  ----------------  -----------------------  --------------------- 
 
 Vladislav Kim            7.07%             N/A                      7.07% 
-----------------------  ----------------  -----------------------  --------------------- 
 Lafonda Holding 
  Pte. Ltd.               6.79%             N/A                      6.79% 
-----------------------  ----------------  -----------------------  --------------------- 
 Lafonda Invest 
  Pte. Ltd.               6.79%             N/A                      6.79% 
-----------------------  ----------------  -----------------------  --------------------- 
 EFG Bank & Trust         Less than 3%      N/A                      Less than 3% 
  (Bahamas) Ltd. 
-----------------------  ----------------  -----------------------  --------------------- 
 
 Vladislav Kim            7.07%             N/A                      7.07% 
-----------------------  ----------------  -----------------------  --------------------- 
 Aratan Capital           Less than 3%      N/A                      Less than 3% 
  Pte. Ltd. . 
-----------------------  ----------------  -----------------------  --------------------- 
 Deutsche Bank            Less than 3%      N/A                      Less than 3% 
  (Switzerland) 
  Ltd. 
-----------------------  ----------------  -----------------------  --------------------- 
 
 Vladislav Kim            7.07%             N/A                      7.07% 
-----------------------  ----------------  -----------------------  --------------------- 
 Enigma Invest            Less than 3%      N/A                      Less than 3% 
  Pte. Ltd. . 
-----------------------  ----------------  -----------------------  --------------------- 
 Amber Bank &             Less than 3%      N/A                      Less than 3% 
  Trust Ltd. 
-----------------------  ----------------  -----------------------  --------------------- 
 SIX SIS AG               Less than 3%      N/A                      Less than 3% 
-----------------------  ----------------  -----------------------  --------------------- 
 
 10. In case of proxy voting, please identify: 
----------------------------------------------------------------------------------------- 
 Name of the proxy holder 
-----------------------------------------  ---------------------------------------------- 
 The number and % of voting 
  rights held 
-----------------------------------------  ---------------------------------------------- 
 The date until which the 
  voting rights will be held 
-----------------------------------------  ---------------------------------------------- 
 
 11. Additional information(xvi) 
 
  Vladislav Kim confirms that, other than the shareholding 
  disclosed, he has no connection with KAZ Minerals PLC 
  or any of its Directors 
----------------------------------------------------------------------------------------- 
 
 
 
 
 Place of completion   London, United Kingdom 
--------------------  ----------------------- 
 Date of completion    26 September 2017 
--------------------  ----------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLPGUMABUPMUBB

(END) Dow Jones Newswires

September 29, 2017 06:00 ET (10:00 GMT)

Kaz Minerals (LSE:KAZ)
Historical Stock Chart
From Feb 2024 to Mar 2024 Click Here for more Kaz Minerals Charts.
Kaz Minerals (LSE:KAZ)
Historical Stock Chart
From Mar 2023 to Mar 2024 Click Here for more Kaz Minerals Charts.