JPMorgan Securities Plc Form 8.5(EPT/RI)-Aberdeen Asset Mgmt Plc Amendment (7883A)
March 28 2017 - 9:50AM
UK Regulatory
TIDMADN
RNS Number : 7883A
JPMorgan Securities Plc
28 March 2017
AMMENT
INCREASED EQUITY PURCHASE BY 57,204 TO 982,710
ADDED EQUITY SWAP SALES OF 57,204
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-
SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
---------------------------------------------------------- ----------------------------------------------------------
(b) Name of offeror/offeree in relation to whose relevant Aberdeen Asset Management Plc
securities this form relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------- ----------------------------------------------------------
(c) Name of the party to the offer with which exempt Financial Adviser & Corporate Broker to Aberdeen Asset
principal trader is connected: Management Plc and Corporate Broker
to Standard Life Plc
---------------------------------------------------------- ----------------------------------------------------------
(d) Date dealing undertaken: 10 March 2017
---------------------------------------------------------- ----------------------------------------------------------
(e) In addition to the company in 1(b) above, is the Yes
exempt principal trader making disclosures Standard Life Plc
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------------------------- ----------------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
(GBP) (GBP)
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary Shares Purchases 982,710 2.8890 2.8414
Sales 1,711,525 2.8858 2.8400
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (GBP)
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary Shares Equity Swaps Long 343,598 2.8400
20,790 2.8502
18,430 2.8715
1,286,632 2.8770
687 2.8847
Short 7,308 2.8457
101,379 2.8493
32,600 2.8533
482 2.8539
679 2.8547
926 2.8575
1,077 2.8604
21,874 2.8620
528 2.8635
1,012 2.8661
57 2.8678
138 2.8713
351 2.8714
8,350 2.8751
57,114 2.8755
115,269 2.8771
13,097 2.8782
56 2.8793
1,085 2.8794
3,110 2.8810
8,393 2.8813
14,128 2.8816
7,256 2.8825
24,604 2.8833
859 2.8836
446 2.8843
1,812 2.8852
2,786 2.8857
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (GBP) American, received per
option varying etc. option European unit
relates etc. (GBP)
-------------- ------------- ------------- ------------- ------------- ------------- ------------ -------------
Ordinary
Shares
-------------- ------------- ------------- ------------- ------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(GBP)
----------------------- -------------------- ----------------------- --------------------- -----------------------
Ordinary Shares
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable) (GBP)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------------
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 28 March 2017
--------------------- --------------
Contact name: Tung Le
--------------------- --------------
Telephone number: 020 7742 7272
--------------------- --------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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