JPMorgan Securities Plc Form 8.5 (EPT/RI) - Aviva Plc - Amendment (7039I)
March 27 2015 - 8:01AM
UK Regulatory
TIDMAV.
RNS Number : 7039I
JPMorgan Securities Plc
27 March 2015
AMENDMENT
INCREASED EQUITY SALES BY 138,940 TO 913,591. ADDED EQUITY SWAP
PURCHASES OF 138,940.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Aviva Plc
Use a separate form for each offeror/offeree
---------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: Aviva Plc
---------------------------
(d) Date dealing undertaken: 13 March 2015
---------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader making Yes
disclosures Friends Life Group Ltd
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
(GBP) (GBP)
Ordinary Shares Purchases 611,303 5.5200 5.3950
Sales 913,591 5.5100 5.4063
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities (GBP)
long/short position,
increasing/reducing a
long/short position
Ordinary Shares Equity Swaps Long 370,000 5.4162
3,600 5.4234
114,166 5.4414
138,940 5.4623
Short 8 5.4005
41 5.4030
285 5.4112
1,198 5.4114
333 5.4170
2 5.4174
499 5.4189
23 5.4209
1,100 5.4231
2,875 5.4260
1,097 5.4305
7,640 5.4311
316,892 5.4335
2,716 5.4422
3,978 5.5136
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (GBP) American, received per
option varying etc. option European unit (GBP)
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(GBP)
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion (GBP)
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 27 March 2015
Contact name: Michael Kirwan
---------------
Telephone number: 020 7742 4613
---------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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