Initial Statement of Beneficial Ownership (3)
November 18 2015 - 03:21PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Daniels James Todd
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2. Date of Event Requiring Statement (MM/DD/YYYY)
11/10/2015
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3. Issuer Name
and
Ticker or Trading Symbol
AFLAC INC [AFL]
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(Last)
(First)
(Middle)
C/O AFLAC INCORPORATED, 1932 WYNNTON ROAD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Sr. Vice President /
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(Street)
COLUMBUS, GA 31999
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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1454
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D
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Common Stock
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2528
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I
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401(K) Plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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2/10/2012
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2/10/2019
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Common Stock
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500
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$22.13
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D
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Employee Stock Option (right to buy)
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6/27/2015
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6/27/2022
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Common Stock
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4000
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$40.74
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D
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Employee Stock Option (right to buy)
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6/28/2014
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6/28/2021
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Common Stock
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3000
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$45.2
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D
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Employee Stock Option (right to buy)
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2/9/2013
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2/9/2020
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Common Stock
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2000
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$47.06
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D
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Employee Stock Option (right to buy)
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2/14/2015
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2/14/2022
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Common Stock
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2350
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$48.56
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D
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Employee Stock Option (right to buy)
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2/12/2016
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2/12/2023
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Common Stock
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3496
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$49.5
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D
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Employee Stock Option (right to buy)
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7/30/2010
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7/30/2017
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Common Stock
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1881
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$53.14
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D
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Employee Stock Option (right to buy)
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2/8/2014
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2/8/2021
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Common Stock
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1700
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$57.9
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D
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Employee Stock Option (right to buy)
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2/10/2018
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2/10/2025
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Common Stock
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8945
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$61.45
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D
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Employee Stock Option (right to buy)
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2/12/2011
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2/12/2018
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Common Stock
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1000
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$61.81
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D
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Employee Stock Option (right to buy)
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3/27/2017
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3/27/2024
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Common Stock
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3500
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$62.27
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D
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Employee Stock Option (right to buy)
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2/11/2017
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2/11/2024
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Common Stock
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3636
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$62.41
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D
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Restricted Stock
(1)
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2/12/2016
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2/12/2016
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Common Stock
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3826
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$0.0
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D
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Restricted Stock
(1)
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2/11/2017
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2/11/2017
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Common Stock
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3878
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$0.0
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D
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Restricted Stock
(1)
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3/27/2017
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3/27/2017
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Common Stock
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3000
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$0.0
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D
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Restricted Stock
(1)
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2/10/2018
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2/10/2018
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Common Stock
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5576
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$0.0
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D
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Explanation of Responses:
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(
1)
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Granted under the 2004 Aflac Incorporated Long-Term Incentive Plan (as Amended and Restated March 14, 2012).
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Daniels James Todd
C/O AFLAC INCORPORATED
1932 WYNNTON ROAD
COLUMBUS, GA 31999
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Sr. Vice President
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Signatures
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By: Patricia A. Bell For: James T. Daniels
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11/18/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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