Aberforth Smaller Companies Holding(s) in Company

Date : 10/13/2009 @ 11:28AM
Source : UK Regulatory (RNS and others)
Stock : Aberforth Smaller Companies (ASL)
Quote : 530.0  -5.0 (-0.93%) @ 11:09AM
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Aberforth Smaller Companies Holding(s) in Company

 
TIDMASL 
 
NOTIFICATION OF MAJOR INTERESTS IN SHARES 
1.Identity of the issuer or the   Aberforth Smaller Companies Trust plc 
underlying issuer of existing 
shares to which voting rights are 
attached: 
 
2. Reason for the notification: 
An acquisition or disposal of     Yes 
voting rights 
An acquisition or disposal of     N/A 
financial instruments which may 
result in the acquisition of 
shares already issued to which 
voting rights are attached 
An event changing the breakdown   N/A 
of voting rights 
Other (please specify):           N/A 
 
3. Full name of person(s) subject Rensburg Sheppards Investment 
to the notification obligation    Management Limited 
 
4. Full name of shareholder(s)    N/A 
(if different from 3.): 
 
5. Date of the transaction (and   12 October 2009 
date on which the threshold is 
crossed or reached if different): 
 
6. Date on which issuer notified: 13 October 2009 
 
7. Threshold(s) that is/are       3% 
crossed or reached: 
 
8. Notified details: 
A: Voting rights attached to shares 
Class/type  Situation           Resulting situation after the 
of shares   previous to the     triggering transaction 
if          Triggering 
possible    transaction 
using the 
ISIN CODE 
            Number    Number    Number  Number of         % of voting 
            of        of        of      voting            rights 
            Shares    Voting    Shares  rights 
                      Rights 
                                        Direct  Indirect  Direct  Indirect 
Ordinary    Below 3%  Below 3%                  2,916,434          3.01% 
1p Shares 
GB0000066554 
 
B: Qualifying Financial Instruments 
Resulting situation after the triggering 
transaction 
Type         Expiration Exercise     Number of voting    % of voting 
of           date       Conversion   rights that may be  rights 
financial               Period       acquired if the 
instrument                           instrument is 
                                     exercised/converted 
N/A          N/A        N/A          N/A                 N/A 
 
C: Financial Instruments with similar economic 
effect to Qualifying Financial Instruments 
Resulting situation after the triggering 
transaction 
Type        Exercise Expiration   Exercise/  Number of       % of voting 
of          price    date         Conversion voting rights   rights 
financial                         Period     instrument 
instrucment                                  refers to 
N/A         N/A      N/A          N/A        N/A             N/A 
 
Total (A+B+C) 
Number of voting rights           % of voting rights 
2,916,434                         3.01% 
 
9. Chain of controlled undertakings through which the voting 
rights and/or the financial instruments are effectively held, if 
applicable 
Client holdings in the name of the Nominee companies 100% owned 
by Rensburg Sheppards Investment Management Limited 
 
Proxy Voting: 
10. Name of the proxy holder:        N/A 
 
11. Number of voting rights proxy    N/A 
holder will cease to hold: 
 
12. Date on which proxy holder will  N/A 
cease to hold voting rights: 
 
13. Additional information: 
 
14. Contact name:                    David Holland, Aberforth Partners LLP, Secretaries 
 
15. Contact telephone number         0131-220-0733 
 
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