TIDMHSBA
RNS Number : 6302R
HSBC Holdings PLC
22 September 2017
HSBC HOLDINGS PLC
22 September 2017
Notification of Transactions of Persons Discharging Managerial
Responsibilities ("PDMRs") and persons closely associated with the
PDMRs
The following acquisitions relating to dividends of US$0.50
ordinary shares (the "Shares") were made on 20 September 2017:
Directors
Name Price per Share / ADS(1) Shares acquired
------------------- -------------------------- ---------------------------
Kathleen Casey US$49.8400(1) 18 American Depositary
Shares(1)
(representing 90 ordinary
shares of US$0.50 each)
------------------- -------------------------- ---------------------------
Henri de Castries US$9.9680 168
------------------- -------------------------- ---------------------------
Douglas Flint GBP7.2401 58
------------------- -------------------------- ---------------------------
Stuart Gulliver US$9.9680 29,806
------------------- -------------------------- ---------------------------
Irene Lee US$9.9680 104
------------------- -------------------------- ---------------------------
Iain Mackay US$9.9680 16,666
------------------- -------------------------- ---------------------------
Heidi Miller US$49.0600(1) 8 American Depositary
Shares(1)
(representing 40 ordinary
shares of US$0.50 each)
------------------- -------------------------- ---------------------------
Marc Moses US$9.9680 16,845
------------------- -------------------------- ---------------------------
Other PDMRs
Name Price per Share Shares acquired
---------------- ----------------- ----------------
Samir Assaf US$9.9680 16,426
---------------- ----------------- ----------------
Peter Boyles US$9.9680 3,927
GBP7.2401 2,974
---------------------------------- ----------------
Patrick Burke US$9.9680 4,577
GBP7.2174 2,116
---------------------------------- ----------------
John Flint US$9.9680 6,080
---------------- ----------------- ----------------
Andy Maguire US$9.9680 2,704
---------------- ----------------- ----------------
Paulo Maia US$9.9680 2,542
GBP7.2401 2,165
GBP7.2525 4
---------------------------------- ----------------
Noel Quinn US$9.9680 3,370
---------------- ----------------- ----------------
Antonio Simoes US$9.9680 3,456
---------------- ----------------- ----------------
Peter Wong US$9.9680 10,460
GBP7.2401 12,845
---------------------------------- ----------------
Persons closely associated ("CAP") with the PDMR
Name Price per Share Shares acquired
---------------------- ----------------- ----------------
Camay Wong
(CAP of Peter Wong) US$9.9680 239
---------------------- ----------------- ----------------
(1) American Depositary Shares ('ADS') are categorised as equity
derivatives under Part XV of the Securities and Futures Ordinance
of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary
shares. ADS are traded in New York.
The following disclosures are made in accordance with Article 19
of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities
/ person closely associated
-------------------------------------------------------------------------------------------
Name of natural person Kathleen Casey
-------------------------------------------------------------------------------------------
2 - Reason for the notification
-------------------------------------------------------------------------------------------
Position/status Non-executive Director
Initial notification/amendment Initial Notification
-------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
-------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
-------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
-------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- -------------
2017-09-20 American GB0005405286 Outside a USD - United
Depositary trading venue States
Shares Dollar
('ADS').
Each ADS
represents
five HSBC
Holdings
plc
ordinary
shares of
US$0.50
each
------------- ------------ ------------------ -------------------- -------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ---------
$49.84 18 $897.12
------------------------------------------ ------------ ---------------- ---------
Aggregated $49.84 18 $897.12
------------------------------------------ ------------ ---------------- ---------
-------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
--------------------------------------------------------------------------------------------
Name of natural person Henri de Castries
--------------------------------------------------------------------------------------------
2 - Reason for the notification
--------------------------------------------------------------------------------------------
Position/status Non-executive Director
Initial notification/amendment Initial Notification
--------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
--------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
--------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
--------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- --------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ----------
$9.97 168 $1,674.62
------------------------------------------ ------------ ---------------- ----------
Aggregated $9.968 168 $1,674.62
------------------------------------------ ------------ ---------------- ----------
--------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
-------------------------------------------------------------------------------------------
Name of natural person Douglas Flint
-------------------------------------------------------------------------------------------
2 - Reason for the notification
-------------------------------------------------------------------------------------------
Position/status Group Chairman
Initial notification/amendment Initial Notification
-------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
-------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
-------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
-------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
------------ ----------- ----------------- ----------------------- --------------
2017-09-20 Ordinary GB0005405286 London Stock GBP - British
shares of Exchange, Pound
US$0.50 Main Market
each (XLON)
------------ ----------- ----------------- ----------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition
------------------------- ----------- --------------- ---------------- ----------
GBP7.24 58 GBP419.93
------------ ----------- ----------- --------------- ---------------- ----------
Aggregated GBP7.24 58 GBP419.93
------------ ----------- ----------- --------------- ---------------- ----------
-------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------------------------------
Name of natural person Stuart Gulliver
----------------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------------
Position/status Group Chief Executive
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
----------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ------------
$9.97 29,806 $297,106.21
------------------------------------------ ------------ ---------------- ------------
Aggregated $9.968 29,806 $297,106.21
------------------------------------------ ------------ ---------------- ------------
----------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
--------------------------------------------------------------------------------------------
Name of natural person Irene Lee
--------------------------------------------------------------------------------------------
2 - Reason for the notification
--------------------------------------------------------------------------------------------
Position/status Non-executive Director
Initial notification/amendment Initial Notification
--------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
--------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
--------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
--------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- --------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ----------
$9.97 104 $1,036.67
------------------------------------------ ------------ ---------------- ----------
Aggregated $9.968 104 $1,036.67
------------------------------------------ ------------ ---------------- ----------
--------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------------------------------
Name of natural person Iain Mackay
----------------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------------
Position/status Group Finance Director
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
----------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ------------
$9.97 16,666 $166,126.69
------------------------------------------ ------------ ---------------- ------------
Aggregated $9.968 16,666 $166,126.69
------------------------------------------ ------------ ---------------- ------------
----------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
-------------------------------------------------------------------------------------------
Name of natural person Heidi Miller
-------------------------------------------------------------------------------------------
2 - Reason for the notification
-------------------------------------------------------------------------------------------
Position/status Non-executive Director
Initial notification/amendment Initial Notification
-------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
-------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
-------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
-------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- -------------
2017-09-20 American GB0005405286 Outside a USD - United
Depositary trading venue States
Shares Dollar
('ADS').
Each ADS
represents
five HSBC
Holdings
plc
ordinary
shares of
US$0.50
each.
------------- ------------ ------------------ -------------------- -------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ---------
$49.06 8 $392.48
------------------------------------------ ------------ ---------------- ---------
Aggregated $49.06 8 $392.48
------------------------------------------ ------------ ---------------- ---------
-------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------------------------------
Name of natural person Marc Moses
----------------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------------
Position/status Group Chief Risk Officer
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
----------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ------------
$9.97 16,845 $167,910.96
------------------------------------------ ------------ ---------------- ------------
Aggregated $9.968 16,845 $167,910.96
------------------------------------------ ------------ ---------------- ------------
----------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------------------------------
Name of natural person Samir Assaf
----------------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------------
Position/status Chief Executive, Global Banking
and Markets
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
----------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ------------
$9.97 16,426 $163,734.37
------------------------------------------ ------------ ---------------- ------------
Aggregated $9.968 16,426 $163,734.37
------------------------------------------ ------------ ---------------- ------------
----------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
---------------------------------------------------------------------------------------------
Name of natural person Peter Boyles
---------------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------------
Position/status Chief Executive, Global Private
Banking
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
---------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
------------ ----------- ----------------- --------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock GBP - British
shares of Exchange, Pound
US$0.50 Main Market
each (XLON)
------------ ----------- ----------------- --------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
------------------------- ----------- ------------- --------------- -------------
GBP7.24 2,974 GBP21,532.06
------------ ----------- ----------- ------------- --------------- -------------
Aggregated GBP7.24 2,974 GBP21,532.06
------------ ----------- ----------- ------------- --------------- -------------
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ---------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- -----------
$9.97 3,927 $39,144.34
------------------------------------------ ------------ ---------------- -----------
Aggregated $9.968 3,927 $39,144.34
------------------------------------------ ------------ ---------------- -----------
---------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
---------------------------------------------------------------------------------------------
Name of natural person Patrick Burke
---------------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------------
Position/status President and Chief Executive
of HSBC US
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
---------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------ ----------- ------------------ -------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock GBP - British
shares of Exchange, Pound
US$0.50 Main Market
each (XLON)
------------ ----------- ------------------ -------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
------------------------- ----------- ------------- --------------- -------------
GBP7.22 2,116 GBP15,272.02
------------ ----------- ----------- ------------- --------------- -------------
Aggregated GBP7.217 2,116 GBP15,272.02
------------ ----------- ----------- ------------- --------------- -------------
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ---------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- -----------
$9.97 4,577 $45,623.54
------------------------------------------ ------------ ---------------- -----------
Aggregated $9.968 4,577 $45,623.54
------------------------------------------ ------------ ---------------- -----------
---------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
---------------------------------------------------------------------------------------------
Name of natural person John Flint
---------------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------------
Position/status Chief Executive, Retail Banking
and Wealth Management
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
---------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ---------------
2017-09-20 Ordinary GB0005405286 London Stock USD -United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- -----------
$9.97 6,080 $60,605.44
------------------------------------------ ------------ ---------------- -----------
Aggregated $9.968 6,080 $60,605.44
------------------------------------------ ------------ ---------------- -----------
---------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
---------------------------------------------------------------------------------------------
Name of natural person Andy Maguire
---------------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------------
Position/status Group Chief Operating Officer
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
---------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ---------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- -----------
$9.97 2,704 $26,953.47
------------------------------------------ ------------ ---------------- -----------
Aggregated $9.968 2,704 $26,953.47
------------------------------------------ ------------ ---------------- -----------
---------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
---------------------------------------------------------------------------------------------
Name of natural person Paulo Maia
---------------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------------
Position/status Chief Executive, Latin America
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
---------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
------------ ----------- ----------------- --------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock GBP - British
shares of Exchange, Pound
US$0.50 Main Market
each (XLON)
------------ ----------- ----------------- --------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
------------------------- ----------- ------------- --------------- -------------
GBP7.24 2,165 GBP15,674.82
------------ ----------- ----------- ------------- --------------- -------------
GBP7.25 4 GBP29.01
----------- ------------- --------------- -------------
Aggregated GBP7.24 2,169 GBP15,703.83
------------ ----------- ----------- ------------- --------------- -------------
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ---------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- -----------
$9.97 2,542 $25,338.66
------------------------------------------ ------------ ---------------- -----------
Aggregated $9.968 2,542 $25,338.66
------------------------------------------ ------------ ---------------- -----------
---------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
---------------------------------------------------------------------------------------------
Name of natural person Noel Quinn
---------------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------------
Position/status Chief Executive, Global Commercial
Banking
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
---------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ---------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- -----------
$9.97 3,370 $33,592.16
------------------------------------------ ------------ ---------------- -----------
Aggregated $9.968 3,370 $33,592.16
------------------------------------------ ------------ ---------------- -----------
---------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
---------------------------------------------------------------------------------------------
Name of natural person Antonio Simoes
---------------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------------
Position/status Chief Executive, HSBC Bank plc
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
---------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ---------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ---------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- -----------
$9.97 3,456 $34,449.41
------------------------------------------ ------------ ---------------- -----------
Aggregated $9.968 3,456 $34,449.41
------------------------------------------ ------------ ---------------- -----------
---------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
----------------------------------------------------------------------------------------------
Name of natural person Peter Wong
----------------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------------
Position/status Deputy Chairman and Chief Executive,
The Hongkong and Shanghai Banking
Corporation Limited
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
----------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Transaction Currency
Transaction Instrument Code
------------ ----------- ----------------- --------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock GBP - British
shares of Exchange, Pound
US$0.50 Main Market
each (XLON)
------------ ----------- ----------------- --------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
------------------------- ----------- ------------- --------------- -------------
GBP7.24 12,845 GBP92,999.08
------------ ----------- ----------- ------------- --------------- -------------
Aggregated GBP7.24 12,845 GBP92,999.08
------------ ----------- ----------- ------------- --------------- -------------
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- ----------------
2017-09-20 Ordinary GB0005405286 London Stock USD - United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- ----------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ------------
$9.97 10,460 $104,265.28
------------------------------------------ ------------ ---------------- ------------
Aggregated $9.968 10,460 $104,265.28
------------------------------------------ ------------ ---------------- ------------
----------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial responsibilities
/ person closely associated
--------------------------------------------------------------------------------------------
Name of natural person Camay Wong
--------------------------------------------------------------------------------------------
2 - Reason for the notification
--------------------------------------------------------------------------------------------
Position/status Person closely associated with
Peter Wong, Deputy Chairman and
Chief Executive, The Hongkong
and Shanghai Banking Corporation
Limited
Initial notification/amendment Initial Notification
--------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or
auction monitor
--------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
--------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
--------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ------------------ -------------------- --------------
2017-09-20 Ordinary GB0005405286 London Stock USD -United
shares of Exchange, States Dollar
US$0.50 Main Market
each (XLON)
------------- ------------ ------------------ -------------------- --------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- ------------ ------------ ---------------- ----------
$9.97 239 $2,382.35
------------------------------------------ ------------ ---------------- ----------
Aggregated $9.968 239 $2,382.35
------------------------------------------ ------------ ---------------- ----------
--------------------------------------------------------------------------------------------
For any queries related to this notification, please
contact:
JJ Williams
Shareholder Services
020 3268 3568
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHSEIFWEFWSESU
(END) Dow Jones Newswires
September 22, 2017 13:15 ET (17:15 GMT)
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