TIDMHSBA
RNS Number : 5124K
HSBC Holdings PLC
07 July 2017
HSBC HOLDINGS PLC
7 July 2017
Notification of Transactions of Persons Discharging Managerial
Responsibilities ("PDMRs") and persons closely associated with the
PDMRs
The following acquisitions relating to dividends of US$0.50
ordinary shares (the "Shares") were made on 5 July 2017:
Directors
Name Price per Share Shares acquired
/ ADS(1)
------------------- ----------------- -----------------------
Kathleen Casey US$43.2500(1) 20 American Depositary
Shares(1)
(representing
100 ordinary shares
of US$0.50 each)
------------------- ----------------- -----------------------
Henri de Castries US$8.6500 191
------------------- ----------------- -----------------------
Douglas Flint GBP7.2917 59
------------------- ----------------- -----------------------
Stuart Gulliver US$8.6500 33,954
------------------- ----------------- -----------------------
Irene Lee US$8.6500 118
------------------- ----------------- -----------------------
Iain Mackay US$8.6500 18,985
------------------- ----------------- -----------------------
Heidi Miller US$43.2500(1) 9 American Depositary
Shares(1)
(representing
45 ordinary shares
of US$0.50 each)
------------------- ----------------- -----------------------
Marc Moses US$8.6500 19,190
------------------- ----------------- -----------------------
Other PDMRs
Name Price per Share Shares acquired
---------------- ----------------- ----------------
Samir Assaf US$8.6500 18,711
---------------- ----------------- ----------------
Peter Boyles US$8.6500 5,489
GBP7.2917 3,032
---------------------------------- ----------------
Patrick Burke US$8.6500 5,212
GBP7.2917 2,158
---------------------------------- ----------------
John Flint US$8.6500 6,931
---------------- ----------------- ----------------
Andy Maguire US$8.6500 3,078
---------------- ----------------- ----------------
Paulo Maia US$8.6500 2,894
GBP7.2917 2,207
GBP7.2563 4
---------------------------------- ----------------
Noel Quinn US$8.6500 3,840
---------------- ----------------- ----------------
Antonio Simoes US$8.6500 3,934
---------------- ----------------- ----------------
Peter Wong US$8.6500 23,748
GBP7.2917 13,096
---------------------------------- ----------------
Persons closely associated ("CAP") with the PDMR
Name Price per Share Shares acquired
---------------- ----------------- ----------------
Camay Wong
(CAP of Peter
Wong) US$8.6500 273
---------------- ----------------- ----------------
(1) American Depositary Shares ('ADS') are categorised as equity
derivatives under Part XV of the Securities and Futures Ordinance
of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary
shares. ADS are traded in New York.
The following disclosures are made in accordance with Article 19
of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person Kathleen Casey
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Non-executive Director
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- --------------- ---------------- ------------- -----------------
2017-07-05 American GB0005405286 Outside USD - United
Depositary a trading States
Shares venue Dollar
('ADS').
Each ADS
represents
five HSBC
Holdings
plc ordinary
shares
of US$0.50
each
-------------- --------------- ---------------- ------------- -----------------
Nature of Transaction: Price Volume Total
Acquisition
------------------------------- ---------------- ------------- ------- --------
$43.25 20 $865.00
----------------------------------------------- ------------- ------- --------
Aggregated $43.25 20 $865.00
----------------------------------------------- ------------- ------- --------
---------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person Henri de Castries
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Non-executive Director
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------- -------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------- -------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------- ------- ----------
$8.65 191 $1,652.15
--------------------------------------------- ------------- ------- ----------
Aggregated $8.65 191 $1,652.15
--------------------------------------------- ------------- ------- ----------
---------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
-------------------------------------------------------------------------------------------
Name of natural person Douglas Flint
-------------------------------------------------------------------------------------------
2 - Reason for the notification
-------------------------------------------------------------------------------------------
Position/status Group Chairman
Initial notification/amendment Initial Notification
-------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
-------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
-------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
-------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ----------------- ----------------- -------------------
2017-07-05 Ordinary GB0005405286 London GBP - British
shares Stock Exchange, Pound
of US$0.50 Main Market
each (XLON)
------------- ------------ ----------------- ----------------- -------------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- --------------- ----------------- --------- ----------
GBP7.29 59 GBP430.21
------------- ------------ --------------- ----------------- --------- ----------
Aggregated GBP7.292 59 GBP430.21
------------- ------------ --------------- ----------------- --------- ----------
-------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
----------------------------------------------------------------------------------------
Name of natural person Stuart Gulliver
----------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------
Position/status Group Chief Executive
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
----------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ ---------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ ---------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- ------------
$8.65 33,954 $293,702.10
--------------------------------------------- ------------ ------- ------------
Aggregated $8.65 33,954 $293,702.10
--------------------------------------------- ------------ ------- ------------
----------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person Irene Lee
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Non-executive Director
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------- -------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------- -------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------- ------- ----------
$8.65 118 $1,020.70
--------------------------------------------- ------------- ------- ----------
Aggregated $8.65 118 $1,020.70
--------------------------------------------- ------------- ------- ----------
---------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
----------------------------------------------------------------------------------------
Name of natural person Iain Mackay
----------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------
Position/status Group Finance Director
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
----------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ ---------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ ---------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- ------------
$8.65 18,985 $164,220.25
--------------------------------------------- ------------ ------- ------------
Aggregated $8.65 18,985 $164,220.25
--------------------------------------------- ------------ ------- ------------
----------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person Heidi Miller
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Non-executive Director
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- --------------- ---------------- ------------- -----------------
2017-07-05 American GB0005405286 Outside USD - United
Depositary a trading States
Shares venue Dollar
('ADS').
Each ADS
represents
five HSBC
Holdings
plc ordinary
shares
of US$0.50
each.
-------------- --------------- ---------------- ------------- -----------------
Nature of Transaction: Price Volume Total
Acquisition
------------------------------- ---------------- ------------- ------- --------
$43.25 9 $389.25
----------------------------------------------- ------------- ------- --------
Aggregated $43.25 9 $389.25
----------------------------------------------- ------------- ------- --------
---------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
----------------------------------------------------------------------------------------
Name of natural person Marc Moses
----------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------
Position/status Group Chief Risk Officer
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
----------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ ---------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ ---------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- ------------
$8.65 19,190 $165,993.50
--------------------------------------------- ------------ ------- ------------
Aggregated $8.65 19,190 $165,993.50
--------------------------------------------- ------------ ------- ------------
----------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
----------------------------------------------------------------------------------------
Name of natural person Samir Assaf
----------------------------------------------------------------------------------------
2 - Reason for the notification
----------------------------------------------------------------------------------------
Position/status Chief Executive, Global
Banking and Markets
Initial notification/amendment Initial Notification
----------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
----------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
----------------------------------------------------------------------------------------
4 - Details of the transaction(s)
----------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ ---------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ ---------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- ------------
$8.65 18,711 $161,850.15
--------------------------------------------- ------------ ------- ------------
Aggregated $8.65 18,711 $161,850.15
--------------------------------------------- ------------ ------- ------------
----------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
--------------------------------------------------------------------------------------------
Name of natural person Peter Boyles
--------------------------------------------------------------------------------------------
2 - Reason for the notification
--------------------------------------------------------------------------------------------
Position/status Chief Executive, Global
Private Banking
Initial notification/amendment Initial Notification
--------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
--------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
--------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
--------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ----------------- --------------- ----------------------
2017-07-05 Ordinary GB0005405286 London GBP - British
shares Stock Pound
of US$0.50 Exchange,
each Main Market
(XLON)
------------- ------------ ----------------- --------------- ----------------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- --------------- --------------- --------- -------------
GBP7.29 3,032 GBP22,108.43
------------- ------------ --------------- --------------- --------- -------------
Aggregated GBP7.292 3,032 GBP22,108.43
------------- ------------ --------------- --------------- --------- -------------
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ --------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ --------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- -----------
$8.65 5,489 $47,479.85
--------------------------------------------- ------------ ------- -----------
Aggregated $8.65 5,489 $47,479.85
--------------------------------------------- ------------ ------- -----------
--------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
--------------------------------------------------------------------------------------------
Name of natural person Patrick Burke
--------------------------------------------------------------------------------------------
2 - Reason for the notification
--------------------------------------------------------------------------------------------
Position/status President and Chief Executive
of HSBC US
Initial notification/amendment Initial Notification
--------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
--------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
--------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
--------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ----------------- --------------- ----------------------
2017-07-05 Ordinary GB0005405286 London GBP - British
shares Stock Pound
of US$0.50 Exchange,
each Main Market
(XLON)
------------- ------------ ----------------- --------------- ----------------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- --------------- --------------- --------- -------------
GBP7.29 2,158 GBP15,735.49
------------- ------------ --------------- --------------- --------- -------------
Aggregated GBP7.292 2,158 GBP15,735.49
------------- ------------ --------------- --------------- --------- -------------
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ --------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ --------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- -----------
$8.65 5,212 $45,083.80
--------------------------------------------- ------------ ------- -----------
Aggregated $8.65 5,212 $45,083.80
--------------------------------------------- ------------ ------- -----------
--------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person John Flint
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Chief Executive, Retail
Banking and Wealth Management
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ --------------------
2017-07-05 Ordinary GB0005405286 London USD -United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ --------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- -----------
$8.65 6,931 $59,953.15
--------------------------------------------- ------------ ------- -----------
Aggregated $8.65 6,931 $59,953.15
--------------------------------------------- ------------ ------- -----------
---------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person Andy Maguire
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Group Chief Operating
Officer
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ --------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ --------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- -----------
$8.65 3,078 $26,624.70
--------------------------------------------- ------------ ------- -----------
Aggregated $8.65 3,078 $26,624.70
--------------------------------------------- ------------ ------- -----------
---------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
--------------------------------------------------------------------------------------------
Name of natural person Paulo Maia
--------------------------------------------------------------------------------------------
2 - Reason for the notification
--------------------------------------------------------------------------------------------
Position/status Chief Executive, Latin
America
Initial notification/amendment Initial Notification
--------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
--------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
--------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
--------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ----------------- --------------- ----------------------
2017-07-05 Ordinary GB0005405286 London GBP - British
shares Stock Pound
of US$0.50 Exchange,
each Main Market
(XLON)
------------- ------------ ----------------- --------------- ----------------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- --------------- --------------- --------- -------------
GBP7.29 2,207 GBP16,092.78
------------- ------------ --------------- --------------- --------- -------------
GBP7.26 4 GBP29.03
--------------- --------------- --------- -------------
Aggregated GBP7.292 2,211 GBP16,121.81
------------- ------------ --------------- --------------- --------- -------------
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ --------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ --------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- -----------
$8.65 2,894 $25,033.10
--------------------------------------------- ------------ ------- -----------
Aggregated $8.65 2,894 $25,033.10
--------------------------------------------- ------------ ------- -----------
--------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person Noel Quinn
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Chief Executive, Global
Commercial Banking
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ --------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ --------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- -----------
$8.65 3,840 $33,216.00
--------------------------------------------- ------------ ------- -----------
Aggregated $8.65 3,840 $33,216.00
--------------------------------------------- ------------ ------- -----------
---------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person Antonio Simoes
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Chief Executive, HSBC
Bank plc
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ --------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ --------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- -----------
$8.65 3,934 $34,029.10
--------------------------------------------- ------------ ------- -----------
Aggregated $8.65 3,934 $34,029.10
--------------------------------------------- ------------ ------- -----------
---------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
--------------------------------------------------------------------------------------------
Name of natural person Peter Wong
--------------------------------------------------------------------------------------------
2 - Reason for the notification
--------------------------------------------------------------------------------------------
Position/status Deputy Chairman and Chief
Executive, The Hongkong
and Shanghai Banking Corporation
Limited
Initial notification/amendment Initial Notification
--------------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
--------------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
--------------------------------------------------------------------------------------------
4 - Details of the transaction(s)
--------------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
------------- ------------ ----------------- --------------- ----------------------
2017-07-05 Ordinary GB0005405286 London GBP - British
shares Stock Pound
of US$0.50 Exchange,
each Main Market
(XLON)
------------- ------------ ----------------- --------------- ----------------------
Nature of Transaction: Price Volume Total
Acquisition
--------------------------- --------------- --------------- --------- -------------
GBP7.29 13,096 GBP95,492.10
------------- ------------ --------------- --------------- --------- -------------
Aggregated GBP7.292 13,096 GBP95,492.10
------------- ------------ --------------- --------------- --------- -------------
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------ ---------------------
2017-07-05 Ordinary GB0005405286 London USD - United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------ ---------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------ ------- ------------
$8.65 23,748 $205,420.20
--------------------------------------------- ------------ ------- ------------
Aggregated $8.65 23,748 $205,420.20
--------------------------------------------- ------------ ------- ------------
--------------------------------------------------------------------------------------------
1 - Details of the person discharging managerial
responsibilities / person closely associated
---------------------------------------------------------------------------------------
Name of natural person Camay Wong
---------------------------------------------------------------------------------------
2 - Reason for the notification
---------------------------------------------------------------------------------------
Position/status Person closely associated
with Peter Wong, Deputy
Chairman and Chief Executive,
The Hongkong and Shanghai
Banking Corporation Limited
Initial notification/amendment Initial Notification
---------------------------------------------------------------------------------------
3 - Details of the issuer, emission allowance
market participant, auction platform, auctioneer
or
auction monitor
---------------------------------------------------------------------------------------
Full name of the entity HSBC Holdings plc
Legal Entity Identifier MLU0ZO3ML4LN2LL2TL39
code
---------------------------------------------------------------------------------------
4 - Details of the transaction(s)
---------------------------------------------------------------------------------------
Transaction(s) summary table
Date of Financial Identification Place of Currency
Transaction Instrument Code Transaction
-------------- ------------- ---------------- ------------- -------------------
2017-07-05 Ordinary GB0005405286 London USD -United
shares Stock States
of US$0.50 Exchange, Dollar
each Main Market
(XLON)
-------------- ------------- ---------------- ------------- -------------------
Nature of Transaction: Price Volume Total
Acquisition
----------------------------- ---------------- ------------- ------- ----------
$8.65 273 $2,361.45
--------------------------------------------- ------------- ------- ----------
Aggregated $8.65 273 $2,361.45
--------------------------------------------- ------------- ------- ----------
---------------------------------------------------------------------------------------
For any queries related to this notification please contact:
Loren Wulfsohn
Shareholder Services Team
020 7991 8918
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHSSFFMWFWSELW
(END) Dow Jones Newswires
July 07, 2017 13:00 ET (17:00 GMT)
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