TIDMARM
RNS Number : 4446F
GoldmanSachs International
27 July 2016
Amendment - due to the amendment of Equity and Derivative
transactions, the disclosure made on 26 July for dealings on 21
July has been updated. Sections 2(a) and 2(b) have been
updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal (GS) GOLDMAN SACHS
trader: INTERNATIONAL
-------------------------------- -------------------
(b) Name of offeror/offeree ARM HOLDINGS PLC
in relation to whose relevant
securities this form relates:
Use a separate form for
each offeror/offeree
-------------------------------- -------------------
(c) Name of the party to ARM HOLDINGS PLC
the offer with which exempt
principal trader is connected:
-------------------------------- -------------------
(d) Date dealing undertaken: 21 July 2016
-------------------------------- -------------------
(e) In addition to the company N/A
in 1(b) above, is the exempt
principal trader making
disclosures in respect of
any other party to the offer?
If it is a cash offer or
possible cash offer, state
"N/A"
-------------------------------- -------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
--------------- ----------- --------------- -------------------- --------------------
0.05p ordinary Purchases 4,327,046 16.8250 11.1247
GBP GBP
--------------- ----------- --------------- -------------------- --------------------
0.05p ordinary Sales 4,293,007 16.8100 16.7100
GBP GBP
--------------- ----------- --------------- -------------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 10,642 16.6163
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 29,634 16.6163
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 443,514 16.6163
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 52,210 16.6163
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 5,361 16.6653
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 8,522 16.6885
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 9,400 16.6967
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 1,100 16.6967
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 40,000 16.6967
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 9,704 16.7057
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 82 16.7085
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 5,098 16.7085
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 990 16.7085
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 154 16.7085
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 1,364 16.7085
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 2,510 16.7184
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 17,692 16.7184
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 8,464 16.7184
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 17,476 16.7184
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 754 16.7184
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 115 16.7597
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 5,676 16.7615
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 15,000 16.7647
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 15,000 16.7647
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 11,177 16.7662
long position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 330 16.7679
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a long 22,280 16.7699
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 61,098 16.7747
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 175,188 16.7747
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 3,208 16.7835
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 22,608 16.7835
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 964 16.7835
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 10,814 16.7835
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 25,902 16.7835
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 24,983 16.7858
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 30,205 16.7858
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 24,150 16.7891
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 43,056 16.7979
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 123,455 16.7979
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 31,406 16.7979
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 51,868 16.7994
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 13,194 16.7994
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 18,089 16.7994
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 40,100 16.8168
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 9,400 16.8168
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 1,100 16.8168
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 41,340 17.0322
long position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 11,399 17.0322
long position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 66,661 17.0322
long position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 600 17.0322
long position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 120,000 22.4825
short position USD
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Increasing 5,150 16.6653
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Increasing 211 16.6653
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP^ Reducing a 1,000,000 16.7200
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 830 16.7631
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 20 16.7631
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 420 16.7631
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 70 16.7631
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Increasing 19,640 16.7919
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Increasing 761 16.7919
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Increasing 36,329 16.7994
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Opening a short 50,000 16.8137
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Opening a short 25,000 16.8250
position GBP
--------------- ------------- ------------------------------- -------------- ----------
^Please note this product is part of a basket of securities for
which ARM HOLDINGS PLC is a component
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying etc. option unit European received
option relates etc. per
unit
---------- ------------- -------------- --------------- --------- ----------- ------- ----------
(ii) Exercise
Class of Product Exercising Number Exercise
relevant description / exercised of securities price per
security e.g. call against unit
option
---------- ------------- ------------- --------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
---------- -------------------- -------- -------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there are no such
agreements, arrangements or understandings,
state "none"
---------------------------------------------------
NONE
---------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition
or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------
NONE
---------------------------------------------------
Date of disclosure: 27 July 2016
--------------------- -------------------------
Contact name: Joanna Foley and Lindsay
Matcham
--------------------- -------------------------
+44(20) 7051 9996 /
Telephone number: +44(20) 7774 4316
--------------------- -------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
FERPGUWPMUPQGQM
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