GoldmanSachs International Form 8.5 (EPT/RI) - Amendment (2724H)
November 27 2015 - 12:05PM
UK Regulatory
TIDMRDSA
RNS Number : 2724H
GoldmanSachs International
27 November 2015
Amendment - due to the amendment of Equity transactions, the
disclosure made on 12 October for dealings on 09 October has been
updated. Section 2(a) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal (GS) GOLDMAN SACHS
trader: INTERNATIONAL
-------------------------------- -------------------
(b) Name of offeror/offeree ROYAL DUTCH SHELL
in relation to whose relevant PLC
securities this form relates:
Use a separate form for
each offeror/offeree
-------------------------------- -------------------
(c) Name of the party to BG GROUP PLC
the offer with which exempt
principal trader is connected:
-------------------------------- -------------------
(d) Date dealing undertaken: 09 October 2015
-------------------------------- -------------------
(e) In addition to the company YES - disclosed
in 1(b) above, is the exempt previously for
principal trader making BG GROUP PLC
disclosures in respect of
any other party to the offer?
If it is a cash offer or
possible cash offer, state
"N/A"
-------------------------------- -------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
------------ ----------- --------------- -------------------- --------------------
EUR 0.07 Purchases 780,457 18.3000 17.9750
A ordinary GBP GBP
599,992 24.9200 24.3250
EUR EUR
------------ ----------- --------------- -------------------- --------------------
EUR 0.07 Sales 644,615 18.3100 17.9800
A ordinary GBP GBP
672,788 24.9450 24.3400
EUR EUR
------------ ----------- --------------- -------------------- --------------------
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
------------ ----------- --------------- -------------------- --------------------
EUR 0.07 Purchases 1,956,669 18.5664 18.2250
B ordinary GBP GBP
------------ ----------- --------------- -------------------- --------------------
EUR 0.07 Sales 1,396,575 18.5650 18.2099
B ordinary GBP GBP
------------ ----------- --------------- -------------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 100 18.1173
A ordinary long position GBP
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 Increasing 24.5907
A ordinary CFD a short position 19,594 EUR
------------- -------------- -------------------------------- -------------- ----------
EUR 0.07 Reducing a 24.6701
A ordinary CFD short position 10,000 EUR
------------- -------------- -------------------------------- -------------- ----------
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 234 18.3300
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 38 18.3300
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 83,575 18.3593
B ordinary long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 53,752 18.3691
B ordinary long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Opening a short 66,082 18.3691
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 21,723 18.4296
B ordinary short position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Opening a long 53,752 18.4296
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 192 18.4670
B ordinary long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Reducing a 121 18.4670
B ordinary long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 CFD Opening a short 221 18.4800
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Reducing a 75,432 18.4114
B ordinary long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Reducing a 167,511 18.4114
B ordinary long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Reducing a 41,488 18.4543
B ordinary long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Reducing a 92,132 18.4543
B ordinary long position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Opening a short 1,300,000 18.5000
B ordinary position GBP
------------ ------------- ------------------------------- -------------- ----------
EUR 0.07 SWAP Reducing a 1,300,000 18.5000
B ordinary short position GBP
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------------ ------------- ------------------------------- -------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying etc. option unit European received
option relates etc. per
unit
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 6,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 42,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 8,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 6,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 10,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 6,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 6,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 6,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 6,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 42,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 22,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 10,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 8,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Call Purchasing 22,000 18.5000 AMERICAN 20/11/2015 0.5400
0.07 Option GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 6,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 6,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 22,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 22,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 42,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 6,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 42,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 8,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 6,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 6,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 10,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 10,000 18.0000 AMERICAN 20/11/2015 0.4700
0.07 GBP GBP
B ordinary
------------ ------------- -------------- --------------- --------- ----------- ----------- ----------
EUR Put Option Purchasing 6,000 18.0000 AMERICAN 20/11/2015 0.4700
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