GAM Holding AG Form 8.3 - Aldermore Group PLC

Date : 12/06/2017 @ 9:36AM
Source : UK Regulatory (RNS & others)
Stock : Aldermore (ALD)
Quote : 312.0  0.4 (0.13%) @ 11:35AM
Aldermore share price Chart

GAM Holding AG Form 8.3 - Aldermore Group PLC

Aldermore (LSE:ALD)
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TIDMALD

RNS Number : 5918Y

GAM Holding AG

06 December 2017

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Full name of discloser:                                                   GAM Holding AG 
----------------------------------------------------------------------------  ---------------------------------------- 
 (b) Owner or controller of interests and short positions disclosed, if        GAM Capital Management (Switzerland) AG 
 different from 1(a): 
 The naming of nominee or vehicle companies is insufficient. For a trust, 
 the trustee(s), 
 settlor and beneficiaries must be named. 
----------------------------------------------------------------------------  ---------------------------------------- 
 (c) Name of offeror/offeree in relation to whose relevant securities this     Aldermore Group PLC 
 form relates: 
 Use a separate form for each offeror/offeree 
----------------------------------------------------------------------------  ---------------------------------------- 
 (d) If an exempt fund manager connected with an offeror/offeree, state this 
 and specify identity 
 of offeror/offeree: 
----------------------------------------------------------------------------  ---------------------------------------- 
 (e) Date position held/dealing undertaken:                                    05(th) December 2017 
 For an opening position disclosure, state the latest practicable date prior 
 to the disclosure 
----------------------------------------------------------------------------  ---------------------------------------- 
 (f) In addition to the company in 1(c) above, is the discloser making         No 
 disclosures in respect                                                         If YES, specify which: 
 of any other party to the offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
----------------------------------------------------------------------------  ---------------------------------------- 
 
   2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
 Class of relevant security:                                                              Ordinary Shares 10p 
------------------------------------------------------------------------------  -------------------------------------- 
                                                                                     Interests        Short positions 
                                                                                ------------------  ------------------ 
                                                                                  Number       %        Number      % 
------------------------------------------------------------------------------  ----------  ------  -------------  --- 
 (1) Relevant securities owned and/or controlled: 
------------------------------------------------------------------------------  ----------  ------  -------------  --- 
 (2) Cash-settled derivatives:                                                   3,695,724   1.071 
------------------------------------------------------------------------------  ----------  ------  -------------  --- 
 (3) Stock-settled derivatives (including options) and agreements to 
 purchase/sell: 
------------------------------------------------------------------------------  ----------  ------  -------------  --- 
 
   TOTAL:                                                                        3,695,724   1.071 
------------------------------------------------------------------------------  ----------  ------  -------------  --- 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

   (b)        Rights to subscribe for new securities (including directors' and other employee options) 
 
 Class of relevant security in relation to which subscription right exists: 
---------------------------------------------------------------------------- 
 Details, including nature of the rights concerned and relevant percentages: 
---------------------------------------------------------------------------- 
 
   3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
 Class of relevant security   Purchase/sale   Number of securities   Price per unit 
---------------------------  --------------  ---------------------  --------------- 
 
 
   (b)        Cash-settled derivative transactions 
 
    Class of relevant       Product description       Nature of dealing         Number of reference     Price per unit 
         security                 e.g. CFD          e.g. opening/closing a          securities 
                                                     long/short position, 
                                                    increasing/reducing a 
                                                     long/short position 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 Ordinary Shares 10p        CFD                    Increasing Long Position   86,715                    311p 
-------------------------  ---------------------  -------------------------  ------------------------  --------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of       Product        Writing,      Number of       Exercise          Type       Expiry date   Option money 
   relevant     description    purchasing,     securities      price per         e.g.                        paid/ 
   security      e.g. call       selling,       to which         unit         American,                   received per 
                   option      varying etc.      option                        European                       unit 
                                                relates                          etc. 
-------------  -------------  -------------  -------------  --------------  -------------  ------------  ------------- 
 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
-----------------------  --------------------  -----------------------  ---------------------  ----------------------- 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion 
---------------------------  -------------------------------  --------  ------------------------------- 
 
 
   4.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the person making the disclosure and any party to the offer or 
  any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
--------------------------------------------------------------------------------------------- 
 
   None 
--------------------------------------------------------------------------------------------- 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the person 
  making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
----------------------------------------------------------------------------------------------- 
 None 
----------------------------------------------------------------------------------------------- 
 
   (c)        Attachments 
 
 Is a Supplemental Form 8 (Open Positions) attached?   YES/NO 
----------------------------------------------------  ------- 
 
 
 Date of disclosure:    06/12/2017 
---------------------  --------------------- 
 Contact name:          Elmar Zumbuehl 
---------------------  --------------------- 
 Telephone number:      +41 (0) 58 426 30 30 
---------------------  --------------------- 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

RETLLFVSFSLRIID

(END) Dow Jones Newswires

December 06, 2017 09:36 ET (14:36 GMT)

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