Earthport PLC Holding(s) in Company

Date : 10/26/2017 @ 11:15AM
Source : UK Regulatory (RNS & others)
Stock : Earthport (EPO)
Quote : 15.5  -1.125 (-6.77%) @ 7:56AM
Earthport share price Chart

Earthport PLC Holding(s) in Company

TIDMEPO

RNS Number : 7572U

Earthport PLC

26 October 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
---------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                          Earthport Plc 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
---------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
-------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
---------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
-------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
-------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights                                            X 
-------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
-------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                               OppenheimerFunds, Inc. 
 City and country of registered                     New York, New York 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
---------------------------------------------------------------------------------------------------- 
 Name 
-------------------------------------------------  ------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------------  ------------------------------------------------- 
 5. Date on which the threshold                     24 October 2017 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  ------------------------------------------------- 
 6. Date on which issuer notified                   26 October 2017 
  (DD/MM/YYYY): 
-------------------------------------------------  ------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
---------------------------------------------------------------------------------------------------- 
                               % of voting            % of voting        Total of       Total number 
                              rights attached       rights through       both in %       of voting 
                                 to shares             financial        (8.A + 8.B)      rights of 
                                 (total of            instruments                        issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                          2) 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached                      14.42%                                  14.42%        613,190,409 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)                     18.41% 
----------------------  -------------------------  ----------------  ----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation 
  on the date on which the threshold was crossed 
  or reached(viii) 
-------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------- 
 Class/type        Number of voting                % of voting rights 
  of                rights(ix) 
  shares 
  ISIN code 
  (if possible) 
----------------  ------------------------------  ------------------------------ 
                      Direct         Indirect         Direct         Indirect 
                     (Art 9 of       (Art 10 of      (Art 9 of       (Art 10 of 
                     Directive       Directive       Directive       Directive 
                    2004/109/EC)    2004/109/EC)    2004/109/EC)    2004/109/EC) 
                      (DTR5.1)       (DTR5.2.1)       (DTR5.1)       (DTR5.2.1) 
----------------  --------------  --------------  --------------  -------------- 
 GB00B0DFPF10                      88,465,613                      14.42% 
----------------  --------------  --------------  --------------  -------------- 
 
 SUBTOTAL 
  8. A                      88,465,613                        14.42% 
----------------  ------------------------------  ------------------------------ 
 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
----------------------------------------------------------------------------------- 
 Type of financial   Expiration   Exercise/     Number of voting        % of voting 
  instrument          date(x)      Conversion    rights that             rights 
                                   Period(xi)    may be acquired 
                                                 if the instrument 
                                                 is 
                                                 exercised/converted. 
------------------  -----------  ------------  ----------------------  ------------ 
 
                                  SUBTOTAL 8. 
                                   B 1 
                                 ------------  ----------------------  ------------ 
 
 
 B 2: Financial Instruments with similar economic 
  effect according to Art. 13(1)(b) of Directive 
  2004/109/EC (DTR5.3.1.1 (b)) 
------------------------------------------------------------------------------------- 
 Type of       Expiration   Exercise/     Physical           Number       % of voting 
  financial     date(x)      Conversion    or cash            of voting    rights 
  instrument                 Period        settlement(xii)    rights 
                             (xi) 
------------  -----------  ------------  -----------------  -----------  ------------ 
 
                                          SUBTOTAL 
                                           8.B.2 
                                         -----------------  -----------  ------------ 
 
 
 9. Information in relation to the person subject 
  to the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation 
  is not controlled by any natural person or 
  legal entity and does not control any other 
  undertaking(s) holding directly or indirectly 
  an interest in the (underlying) issuer(xiii) 
 Full chain of controlled undertakings through                          X 
  which the voting rights and/or the 
  financial instruments are effectively held 
  starting with the ultimate controlling natural 
  person or legal entity(xiv) (please add additional 
  rows as necessary) 
------------------------------------------------------------  --------------------- 
    Name(xv)        % of voting            % of voting            Total of both 
                    rights if it          rights through           if it equals 
                    equals or is      financial instruments        or is higher 
                     higher than           if it equals         than the notifiable 
                   the notifiable          or is higher              threshold 
                      threshold        than the notifiable 
                                            threshold 
---------------  -----------------  ------------------------  --------------------- 
 Oppenheimer 
  Global Fund     9.47%              0.00%                     9.47% 
---------------  -----------------  ------------------------  --------------------- 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
----------------------------------------------------------------------------------- 
 Name of the proxy holder 
----------------------------------  ----------------------------------------------- 
 The number and % of voting 
  rights held 
----------------------------------  ----------------------------------------------- 
 The date until which the 
  voting rights will be held 
----------------------------------  ----------------------------------------------- 
 
 11. Additional information(xvi) 
----------------------------------------------------------------------------------- 
 OppenheimerFunds, Inc. ("OFI") is a registered 
  investment advisor with the U.S. SEC. Its ultimate 
  parent company, Massachusetts Mutual Life Insurance 
  Company, qualifies for disaggregation under FSA 
  regulations. The shares of the issuer are held 
  by investment accounts managed by OFI. The Oppenheimer 
  Global Fund, an investment account managed by OFI, 
  holds greater than the 5% of the issuer's voting 
  rights (a notifiable threshold) and is thereby 
  disclosed in Section 9 above. OFI last disclosed, 
  in aggregate, a position of 18.41% as of 15 July 
  2016 and since subscribed for 22,750,000 Placing 
  Shares. Since the admission and settlement of Earthport 
  Plc's Placing Shares on 24 October 2017, OFI's 
  aggregate % of voting rights decreased by more 
  than 1% to 14.42%. The decrease is due to the change 
  in categorization of certain OFI accounts where 
  OFI does not have discretion over voting rights 
  for those funds/accounts. OFI continues to have 
  investment discretion over 18.20% of the issuer's 
  outstanding shares. 
----------------------------------------------------------------------------------- 
 
 
 
 Place of completion   225 Liberty Street, New York, New York, 
                        10281 
--------------------  ---------------------------------------- 
 Date of completion    26 October 2017 
--------------------  ---------------------------------------- 
 

Please send the completed form together with this annex to the FCA at the following email

address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format if possible.

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLLLFLEIVLRFID

(END) Dow Jones Newswires

October 26, 2017 11:15 ET (15:15 GMT)

Earthport (LSE:EPO)
Historical Stock Chart

1 Year : From Nov 2016 to Nov 2017

Click Here for more Earthport Charts.

Earthport (LSE:EPO)
Intraday Stock Chart

Today : Monday 20 November 2017

Click Here for more Earthport Charts.
Your Recent History
LSE
GKP
Gulf Keyst..
LSE
QPP
Quindell
FTSE
UKX
FTSE 100
LSE
IOF
Iofina
FX
GBPUSD
UK Sterlin..
Stocks you've viewed will appear in this box, letting you easily return to quotes you've seen previously.

Register now to create your own custom streaming stock watchlist.

NYSE, AMEX, and ASX quotes are delayed by at least 20 minutes.
All other quotes are delayed by at least 15 minutes unless otherwise stated.

By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions

P:40 V:us D:20171120 13:21:36