TIDMXTA
RNS Number : 8384A
UBS AG (EPT)
15 October 2009
?
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule38.5(a) of the Takeover Code)
1. KEY INFORMATION
+------------------------------------+------------------------------------------------------+
| Name of exempt principal trader | UBS AG London Branch |
+------------------------------------+------------------------------------------------------+
| Company dealt in | Xstrata Plc |
+------------------------------------+------------------------------------------------------+
| Class of relevant security to | 0.5 USD ordinary (GB0031411001) |
| which the dealings being disclosed | |
| relate(Note 1) | |
+------------------------------------+------------------------------------------------------+
| Date of dealing | 14 October 2009 |
+------------------------------------+------------------------------------------------------+
2. DEALINGS(Note 2)
(a)Purchases and sales
+------------------------------+-----------------------------+-------------------------------+
| Total number of securities | Highest price paid(Note 3) | Lowest price paid(Note 3) |
| purchased | | |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| 1215708 | 10.31516GBP | 9.79500 GBP |
+------------------------------+-----------------------------+-------------------------------+
+------------------------------+-----------------------------+-------------------------------+
| Total number of securities | Highest price received(Note | Lowest price received(Note 3) |
| sold | 3) | |
| | | |
+------------------------------+-----------------------------+-------------------------------+
| 645593 | 10.31 GBP | 9.86500 GBP |
+------------------------------+-----------------------------+-------------------------------+
(b) Derivatives transactions (other than options)
+-----------------+--------------------+----------------------------+-------------------------+
| Product name, | Long/short(Note 4) | Number of securities(Note | Price per unit(Note 3) |
| e.g. CFD | | 5) | |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Long | 3237 | 9.955014 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 53936 | 10.055848 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 36712 | 10.032435 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 17392 | 10.279421 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 12132 | 9.917584 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 87537 | 10.009347 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 10000 | 9.946421 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 5235 | 9.88 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 5776 | 10.034694 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 724 | 9.9394 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 3156 | 10.081695 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
| CFD | Short | 200000 | 9.9014 GBP |
+-----------------+--------------------+----------------------------+-------------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
| Product name, | Writing, | Number of | Exercise | Type,e.g. | Expiry | Option money |
| e.g. call | selling, | securities to | price | American, | date | paid/received |
| option | purchasing, | which the | | European | | per unit(Note |
| | varying etc. | option | | etc. | | 3) |
| | | relates(Note 5) | | | | |
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
| | | | | | | |
+-----------------+--------------+-----------------+----------+------------+---------+---------------+
(ii) Exercising
+------------------------------+-----------------------------+-------------------------------+
| Product name, e.g. call | Number of securities | Exercise price per unit(Note |
| option | | 3) |
+------------------------------+-----------------------------+-------------------------------+
| | | |
+------------------------------+-----------------------------+-------------------------------+
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+------------------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the person |
| disclosing and any other person relating to the voting rights of any relevant securities |
| under any option referred to on this form or relating to the voting rights or future |
| acquisition or disposal of any relevant securities to which any derivative referred to |
| on this form is referenced. If none, this should be stated. |
+------------------------------------------------------------------------------------------+
| |
+------------------------------------------------------------------------------------------+
+---------------------------------------------------+---------------------------------------+
| Date of disclosure | 15 October 2009 |
+---------------------------------------------------+---------------------------------------+
| Contact name | Stacy Otieno |
+---------------------------------------------------+---------------------------------------+
| Telephone number | +44 (0)20 7568 9289 |
+---------------------------------------------------+---------------------------------------+
| Name of offeree/offeror with which connected | Anglo American Plc |
+---------------------------------------------------+---------------------------------------+
| Nature of connection (Note 6) | Connected Advisor |
+---------------------------------------------------+---------------------------------------+
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website
atwww.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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