RNS Number : 5718F
Merrill Lynch International
10 October 2008
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form
for each class of
securities in which dealings have been made.
CONNECTED EXEMPT PRINCIPLE TRADER:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND
Name of EPT Merrill Lynch International
Date of disclosure 10 October 2008
Date of dealing 09 October 2008
Telephone number 020 7996 2121
Please see attached disclosure of dealings under Rule 38.5 in the securities of
the following
09 October 2008
Lloyds TSB Group Plc - Common
Imperial Energy Corporation Plc - Common
HBOS Plc - Common
Banco Santander SA. - Common
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Lloyds TSB Group Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 09/10/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
3,220,724 GBP 2.35 GBP 2.06
Total number of securities Highest price received Lowest price received
sold
2,917,911 GBP 2.35 GBP 2.04
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 107,496 GBP 2.32
Long Swap LONG 75,299 GBP 2.25
Long Swap LONG 42,770 GBP 2.27
Long Swap LONG 31,607 GBP 2.19
Long Swap LONG 25,090 GBP 2.27
Long Swap LONG 15,000 GBP 2.08
Long Swap LONG 5,000 GBP 2.17
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 2,429 GBP 2.26
Short Swap SHORT 5,000 GBP 2.17
Short Swap SHORT 15,000 GBP 2.09
Short Swap SHORT 25,090 GBP 2.29
Short Swap SHORT 31,607 GBP 2.18
Short Swap SHORT 34,962 GBP 2.17
Short Swap SHORT 42,770 GBP 2.24
Short Swap SHORT 75,299 GBP 2.29
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 10/10/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
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FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in HBOS Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 09/10/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
3,107,584 GBP 1.60 GBP 1.28
Total number of securities Highest price received Lowest price received
sold
3,675,904 GBP 1.60 GBP 1.27
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 83,105 GBP 1.38
Long Swap LONG 72,352 GBP 1.48
Long Swap LONG 47,570 GBP 1.39
Long Swap LONG 18,840 GBP 1.34
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 3,800 GBP 1.47
Short Swap SHORT 14,774 GBP 1.37
Short Swap SHORT 25,613 GBP 1.47
Short Swap SHORT 32,796 GBP 1.42
Short Swap SHORT 35,774 GBP 1.47
Short Swap SHORT 80,159 GBP 1.47
Short Swap SHORT 83,105 GBP 1.42
Short Swap SHORT 1,275,000 GBP 1.54
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 10/10/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Lloyds TSB Group Plc
Nature of connection Advisor
ž
FORM 38.5
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
(Rule 38.5 of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Banco Santander SA.
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 09/10/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
2,311,217 EUR 10.96 EUR 10.26
Total number of securities Highest price received Lowest price received
sold
3,146,999 EUR 10.98 EUR 10.20
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
Long Swap LONG 493,385 EUR 10.74
Long Swap LONG 79,303 EUR 10.73
Long Swap LONG 46,339 EUR 10.87
Long Swap LONG 18,340 EUR 10.56
Long Swap LONG 13,408 EUR 10.56
Long Swap LONG 11,702 EUR 10.87
Long Swap LONG 2,561 EUR 10.87
Long Swap LONG 1,280 EUR 10.87
Long Swap LONG 1,280 EUR 10.87
Long Swap LONG 844 EUR 10.87
Product name, Short/Long Number of securities Price per unit
eg. CFD
Short Swap SHORT 1,221 EUR 10.91
Short Swap SHORT 47,950 EUR 10.71
Short Swap SHORT 56,000 EUR 10.74
Short Swap SHORT 89,209 EUR 10.73
Short Swap SHORT 494,398 EUR 10.71
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option
selling, securities under price American, date money
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 10/10/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom connected Banco Santander SA.
Nature of connection Advisor
ž
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-
SERVICING CAPACITY
(Rule 38.5(a) of The City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of exempt principal trader Merrill Lynch International
Company dealt in Imperial Energy Corporation Plc
Class of relevant security to which the Common
dealings being disclosed relate
Date of dealing 09/10/2008
2. DEALINGS
(a) Purchases and sales
Total number of securities Highest price paid Lowest price paid
purchased
131,098 GBP 10.45 GBP 9.63
Total number of securities Highest price received Lowest price received
sold
466,387 GBP 10.48 GBP 9.50
(b) Derivatives transactions (other than options)
Product name, Short/Long Number of securities Price per unit
eg. CFD
(c) Options transactions in respect of existing securities
Product name Writing, Number of Exercise Type, e.g. Expiry Option money
selling, securities under price American, date
eg call option purchasing, option European etc paid/received
varying etc. per unit
(ii) Exercising
Product name Number of securities under Exercise price
eg call option option
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any
other person relating to the voting rights of any relevant securities under
any option referred to on this
form or relating to the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative referred to on this form is referenced. If none, this should
be stated.
NONE
Date of disclosure 10/10/2008
Contact name Louise Howard
Telephone number +44 20 7996 2121
Name of offeree/offeror with whom Imperial Energy Corporation Plc
connected
Nature of connection Advisor
ž
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The company news service from the London Stock Exchange
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