RNS Number:0831U
UBS AG (EPT)
09 May 2008
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Rio Tinto Limited
Class of relevant security to which the Ordinary
dealings being disclosed relate (Note 1)
Date of dealing 08 MAY 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 22 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 0 0.00% 22 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
PURCHASE 1170
14202 AUD Cents
PURCHASE 77
14205
PURCHASE 13
14217
PURCHASE 55
14217
PURCHASE 177
14220
PURCHASE 500
14227
PURCHASE 85
14243
PURCHASE 74
14243
PURCHASE 15
14251
PURCHASE 56
14251
PURCHASE 255
14265
SALE 698
14270
PURCHASE 235
14270
PURCHASE 150
14270
SALE 100
14274
SALE 160
14275
SALE 64
14275
SALE 451
14275
PURCHASE 323
14277
PURCHASE 100
14277
PURCHASE 47
14279
PURCHASE 202
14280
PURCHASE 200
14287
PURCHASE 881
14291
PURCHASE 200
14294
SALE 242
14336
SALE 133
14340
SALE 75
14349
SALE 94
14360
PURCHASE 161
14373
PURCHASE 11
14373
PURCHASE 54
14393
PURCHASE 39
14393
PURCHASE 1
14396
PURCHASE 21
14396
PURCHASE 400
14396
PURCHASE 7
14396
PURCHASE 30
14396
PURCHASE 35
14396
SALE 355
14397
SALE 179
14399
SALE 159
14399
PURCHASE 600
14400
SALE 15710 14417.49
PURCHASE 15710 14417.49
SALE 436
14420
PURCHASE 70
14424
SALE 230
14428
SALE 260
14429
SALE 223
14430
SALE 372
14430
SALE 297
14431
SALE 4
14435
SALE 230
14435
SALE 16
14435
SALE 250
14435
SALE 12
14438
SALE 240
14438
SALE 88
14442
SALE 146
14442
SALE 19
14442
PURCHASE 276
14450
PURCHASE 9
14450
PURCHASE 213
14450
PURCHASE 24
14450
PURCHASE 4
14450
PURCHASE 140
14453
SALE 114
14455
SALE 26
14455
PURCHASE 536
14460
PURCHASE 14018 14460.5
SALE 14018 14460.5
SALE 140
14462
PURCHASE 125
14466
PURCHASE 43
14466
SALE 200
14466
SALE 288
14469
SALE 301
14469
SALE 345
14469
PURCHASE 496
14470
PURCHASE 86
14470
PURCHASE 92
14470
PURCHASE 22
14472
PURCHASE 82
14472
PURCHASE 2
14473
PURCHASE 110
14473
SALE 264
14473
SALE 250
14473
SALE 277
14476
SALE 399
14477
SALE 40
14490
SALE 220
14490
PURCHASE 90
14490
PURCHASE 24
14490
PURCHASE 21
14490
PURCHASE 21
14490
PURCHASE 220
14490
SALE 278
14493
PURCHASE 122
14493
SALE 90
14495
PURCHASE 14
14498
PURCHASE 477
14498
PURCHASE 400
14500
PURCHASE 220
14500
PURCHASE 993
14502
PURCHASE 45
14503
PURCHASE 185
14504
PURCHASE 194
14506
PURCHASE 230
14506
PURCHASE 68
14506
PURCHASE 4
14506
PURCHASE 49
14506
PURCHASE 319
14507
SALE 315
14508
SALE 326
14509
SALE 445
14510
PURCHASE 205
14513
PURCHASE 198
14517
SALE 33
14517
SALE 38
14517
SALE 240
14517
SALE 400
14517
SALE 228
14519
SALE 290
14520
SALE 67
14521
SALE 100
14521
SALE 230
14521
PURCHASE 48
14528
PURCHASE 230
14528
PURCHASE 156
14529
PURCHASE 297
14529
PURCHASE 474
14530
SALE 68
14530
SALE 112
14530
PURCHASE 3
14536
PURCHASE 239
14536
PURCHASE 686
14545
PURCHASE 165
14550
PURCHASE 80
14550
SALE 668
14555
PURCHASE 18
14558
PURCHASE 28
14558
PURCHASE 91
14558
PURCHASE 260
14558
PURCHASE 15
14561
PURCHASE 44
14561
PURCHASE 33
14561
PURCHASE 240
14562
SALE 364
14564
SALE 11
14564
SALE 64
14580
SALE 75
14580
SALE 571
14581
SALE 343
14581
SALE 82
14581
SALE 177
14587
SALE 6
14588
TOTAL PURCHASES 45,438
TOTAL SALES 43,746
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
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Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 09 MAY 2008
Contact name NIMISHA SACHDEV
Telephone number 020 7567 8762
Name of offeree/offeror with which connected BHP Billiton PLC
BHP Billiton LTD
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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