TIDMXTA
RNS Number : 1223B
GoldmanSachs International
20 October 2009
Amendment - due to the amendment of equity transactions the disclosure made on
16 October for dealings for 14 October has been updated. The original trade
sales disclosed 1,664,851 shares have been updated to total sales
1,662,592 shares. Dealings 2 (a) have been updated.
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
+------------------------------+-----------------------------------------------+
| Name of exempt principal | (GS) GOLDMAN SACHS INTERNATIONAL |
| trader | |
+------------------------------+-----------------------------------------------+
| Company dealt in | XSTRATA PLC |
+------------------------------+-----------------------------------------------+
| Class of relevant security | 0.5 USD ordinary |
| to which the dealings being | |
| disclosed relate (Note 1) | |
+------------------------------+-----------------------------------------------+
| Date of dealing | 14 October 2009 |
+------------------------------+-----------------------------------------------+
2. DEALINGS (Note 2)
(a) Purchases and sales
+-----------------------------+-------------------------+-------------------------+
| Total number of securities | Highest price paid | Lowest price paid (Note |
| purchased | (Note 3) | 3) |
| (no. of underlying ords if | | |
| ADR) | | |
+-----------------------------+-------------------------+-------------------------+
| 1,506,175 | 10.33 GBP | 9.79 GBP |
+-----------------------------+-------------------------+-------------------------+
+----------------------------+-------------------------+-------------------------+
| Total number of securities | Highest price received | Lowest price received |
| sold | (Note 3) | (Note 3) |
| (no. of underlying ords if | | |
| ADR) | | |
+----------------------------+-------------------------+-------------------------+
| 1,662,592 | 10.32 GBP | 9.805 GBP |
+----------------------------+-------------------------+-------------------------+
(b) Derivatives transactions (other than options)
+------------------+---------------+----------------------+--------------------+
| Product name, | Long/short | Number of securities | Price per unit |
| e.g. CFD | (Note 4) | (Note 5) | (Note 3) |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 236 | 9.7237 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 4,100 | 8.6045 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 16,640 | 9.9633 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 2,000 | 10.107 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 12,500 | 10.3112 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 3,994 | 9.8813 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 145 | 10.0885 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 21,030 | 9.9633 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 25,000 | 9.971 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 950 | 8.5952 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 30,731 | 9.9855 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 56,800 | 8.6045 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 10,000 | 10.003 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 39,456 | 10.1314 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 5,000 | 10.037 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 1,622 | 10.2669 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 4,405 | 10.2782 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 15,000 | 10.0709 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 9,078 | 10.0612 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 16,800 | 10.1859 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 5,426 | 10.2669 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 36,250 | 8.6045 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 12,330 | 9.9633 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 540 | 10.3082 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Long | 1,900 | 8.9626 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 10,000 | 9.936 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 12,500 | 10.3112 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 5,000 | 9.6971 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 2,000 | 10.3131 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 28,231 | 9.7754 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 5,000 | 10.037 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 6,312 | 10.2344 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 8,562 | 10.0262 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 8,009 | 9.5335 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 343 | 9.3184 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 12,500 | 9.5761 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 4,150 | 9.8813 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 29,475 | 9.6911 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 39,456 | 10.1314 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 1,000 | 10.052 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 16,800 | 10.1859 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 6,585 | 9.5335 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 15,000 | 10.0709 GBP |
+------------------+---------------+----------------------+--------------------+
| CFD | Short | 55,000 | 9.5538 GBP |
+------------------+---------------+----------------------+--------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-------------+-------------+--------------+------------+-----------+---------+---------------+
| Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| name, e.g. | selling, | securities | price | e.g. | date | money |
| call option | purchasing, | to which the | | American, | | paid/received |
| | varying | option | | European | | per unit |
| | etc. | relates | | etc. | | (Note 3) |
| | | (Note 5) | | | | |
+-------------+-------------+--------------+------------+-----------+---------+---------------+
(ii) Exercising
+----------------------+-----------------------------+-------------------------------+
| Product name, e.g. | Number of securities | Exercise price per unit (Note |
| call option | | 3) |
+----------------------+-----------------------------+-------------------------------+
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+-------------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the person |
| disclosing and any other person relating to the voting rights of any relevant |
| securities under any option referred to on this form or relating to the voting |
| rights or future acquisition or disposal of any relevant securities to which any |
| derivative referred to on this form is referenced. If none, this should be stated. |
+-------------------------------------------------------------------------------------+
| |
+-------------------------------------------------------------------------------------+
+----------------------------------+--------------------------------+
| Date of disclosure | 20 October 2009 |
+----------------------------------+--------------------------------+
| Contact name | Peter Highton |
+----------------------------------+--------------------------------+
| Telephone number | +44-207-774-1935 |
+----------------------------------+--------------------------------+
| Name of offeree/offeror with | ANGLO AMERICAN PLC |
| which connected | |
+----------------------------------+--------------------------------+
| Nature of connection (Note 6) | Advisor |
+----------------------------------+--------------------------------+
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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