TIDMIAP
RNS Number : 3965Z
ICAP PLC
21 September 2009
?
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial
Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
+-----+--------------------------------+-----+--------------------------------------+
| 1. | Name of the issuer | 2. | State whether the notification |
| | | | relates to (i) a |
| | | | transaction notified in |
| | | | accordance with DTR 3.1.2 R, |
| | | | (ii) a disclosure made in |
| | | | accordance |
| | | | LR 9.8.6R(1) or |
| | | | (iii) a disclosure made in |
| | | | accordance with section 793 of |
| | | | the Companies Act (2006). |
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| | ICAP plc | | (i) |
+-----+--------------------------------+-----+--------------------------------------+
| 3. | Name of person discharging | 4. | State whether notification |
| | managerial | | relates to a person |
| | responsibilities/director | | connected with a person |
| | | | discharging |
| | | | managerial responsibilities/director |
| | | | named in 3 and identify |
| | | | the connected person |
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| | David Casterton | | |
+-----+--------------------------------+-----+--------------------------------------+
| 5. | Indicate whether the | 6. | Description of shares |
| | notification is in respect of | | (including class), debentures |
| | a holding of the person | | or derivatives or financial |
| | referred to in 3 or 4 above | | instruments relating to shares |
| | or in respect of a | | |
| | nonbeneficial | | |
| | interest 1 | | |
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| | David Casterton | | Ordinary shares of 10p each |
+-----+--------------------------------+-----+--------------------------------------+
| 7. | Name of registered | 8. | State the nature of the |
| | shareholders(s) and, if | | transaction |
| | more than one, the number of | | |
| | shares held by each of them | | |
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| | Schroder Nominees Ltd | | Sale |
+-----+--------------------------------+-----+--------------------------------------+
| 9. | Number of shares, debentures | 10. | Percentage of issued class |
| | or financial | | acquired (treasury shares |
| | instruments relating to shares | | of that class should not be |
| | acquired | | taken into account |
| | | | when calculating percentage) |
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| 11. | Number of shares, debentures | 12. | Percentage of issued class |
| | or financial | | disposed (treasury shares |
| | instruments relating to shares | | of that class should not be |
| | disposed | | taken into account |
| | | | when calculating percentage) |
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| | 70,000 | | 0.01% |
+-----+--------------------------------+-----+--------------------------------------+
| 13. | Price per share or value of | 14. | Date and place of transaction |
| | transaction | | |
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| | GBP4.2567 | | 18 September 2009 |
+-----+--------------------------------+-----+--------------------------------------+
| 15. | Total holding following | 16. | Date issuer informed of |
| | notification and | | transaction |
| | total percentage holding | | |
| | following notification | | |
| | (any treasury shares should | | |
| | not be taken into account when | | |
| | calculating percentage) | | |
| | | | |
+-----+--------------------------------+-----+--------------------------------------+
| | 179,872 representing 0.03% | | 18 September 2009 |
+-----+--------------------------------+-----+--------------------------------------+
If a person discharging managerial responsibilities has been granted options by
the issuer
complete the following boxes
+-----+--------------------------------+-----+--------------------------------+
| 17. | Date of grant | 18. | Period during which or date on |
| | | | which exercisable |
| | | | |
+-----+--------------------------------+-----+--------------------------------+
| | | | |
+-----+--------------------------------+-----+--------------------------------+
| 19. | Total amount paid (if any) for | 20. | Description of shares or |
| | grant of the option | | debentures involved (class and |
| | | | number) |
| | | | |
+-----+--------------------------------+-----+--------------------------------+
| | | | |
+-----+--------------------------------+-----+--------------------------------+
| 21. | Exercise price (if fixed at | 22. | Total number of shares or |
| | time of grant) or | | debentures over which options |
| | indication that price is to be | | held following notification |
| | fixed at the time of exercise | | |
| | | | |
+-----+--------------------------------+-----+--------------------------------+
| | | | |
+-----+--------------------------------+-----+--------------------------------+
| 23. | Any additional information | 24. | Name of contact and telephone |
| | | | number for queries |
| | | | |
+-----+--------------------------------+-----+--------------------------------+
| | | | |
+-----+--------------------------------+-----+--------------------------------+
+------------------------------------------------------------------------+
| Name of authorised official of issuer responsible for making |
| notification |
| Deborah Abrehart, Group Company Secretary |
| Date of notification |
| 21 September 2009 |
| |
+------------------------------------------------------------------------+
Notes:This form is intended for use by an issuer to make a RIS notification
required by DR 3.3.
+-----+------------------------------------------------------------------+
| (1) | An issuer making a notification in respect of a transaction |
| | relating to the shares or debentures of the issuer should |
| | complete boxes 1 to 16, 23 and 24. |
+-----+------------------------------------------------------------------+
| (2) | An issuer making a notification in respect of a derivative |
| | relating the shares of the issuer should complete boxes 1 to 4, |
| | 6, 8, 13, 14, 16, 23 and 24. |
+-----+------------------------------------------------------------------+
| (3) | An issuer making a notification in respect of options granted to |
| | a director/person discharging managerial responsibilities should |
| | complete boxes 1 to 3 and 17 to 24. |
+-----+------------------------------------------------------------------+
| (4) | An issuer making a notification in respect of a financial |
| | instrument relating to the shares of the issuer (other than a |
| | debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, |
| | 16, 23 and 24. |
+-----+------------------------------------------------------------------+
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END
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