Current Report Filing (8-k)
August 30 2017 - 04:24PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) August 30, 2017
ALLISON TRANSMISSION HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-35456
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26-0414014
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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One Allison Way, Indianapolis, Indiana
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46222
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code (317) 242-5000
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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On August 30, 2017, Allison Transmission Holdings, Inc. (the Company) announced that, effective June 1, 2018, the Board of
Directors of the Company has appointed David S. Graziosi, age 51, to serve as Chief Executive Officer of the Company. Mr. Graziosi currently serves as President, Chief Financial Officer, and Assistant Secretary, a position he has held since
January 2016. Prior to that he had served as Executive Vice President, Chief Financial Officer, Treasurer and Assistant Secretary since joining Allison in November 2007.
As previously disclosed, Lawrence E. Dewey, Chairman and Chief Executive Officer, has announced his intention to retire on May 31, 2018.
Also as previously disclosed, Mr. Graziosi entered into an employment agreement with the Company in December 2016 with an initial
term that expires on May 31, 2018. The terms of Mr. Graziosis employment and compensation as Chief Executive Officer will be determined at a later date.
A copy of the Companys press release announcing Mr. Graziosis appointment is attached hereto as Exhibit 99.1.
Item 9.01
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Financial Statements and Exhibits.
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Exhibit
Number
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Description
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99.1
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Press release dated August 30, 2017.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Allison Transmission Holdings, Inc.
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Date: August 30, 2017
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By
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/s/ Eric C. Scroggins
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Name:
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Eric C. Scroggins
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Title:
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Vice President, General Counsel and Secretary
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EXHIBIT INDEX
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Exhibit
Number
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Description
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99.1
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Press release dated August 30, 2017.
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