Current Report Filing (8-k)
June 30 2017 - 4:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of
report (Date of earliest event reported):
June 26, 2017
Crossroads Systems, Inc.
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(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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001-15331
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74-2846643
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(State or other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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11000 North MoPac Expressway #150, Austin, Texas
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78759
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including
area code:
(512) 349-0300
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(Former name or former address if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the follow provisions:
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☐
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
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Galen Vetter resigned from his position
as a member of the Board of Directors (the “Board”) of Crossroads Systems, Inc. (the “Company”) to focus
on his other professional obligations, effective June 26, 2017. Mr. Vetter served as the chair of the Company’s audit committee.
Mr. Vetter’s resignation was not the result of any disagreement related to any matter involving the Company’s operations,
policies or practices.
On June 27, 2017, the Board appointed Hannah
M. Bible to serve on the Company’s audit committee and also appointed Robert G. Pearse as the chair of the audit committee.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CROSSROADS SYSTEMS, INC.
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Dated: June 30, 2017
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By:
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/s/ Richard K. Coleman, Jr.
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Name:
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Richard K. Coleman, Jr.
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Title:
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President and Chief Executive Officer
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