Current Report Filing (8-k)
June 20 2017 - 4:57PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported
):
June 15, 2017
HYBRID COATING TECHNOLOGIES
INC.
(Exact name of registrant as specified in its
charter)
Nevada
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000-53459
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20-3551488
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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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950 John Daly blvd, Suite 260, Daly City, CA 94015
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94015
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code
:
(650) 491-3449
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
[ ] Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT
On June 15, 2017, Hybrid Coating Technologies Inc. (the Company),
through its wholly owned subsidiary Nanotech Industries International Inc.
(NTI), and Nanotech Industries Inc. (the Licensor) entered into a Thirteenth
Amendment (Thirteenth Amendment Agreement) to the Licensing Agreement
previously entered into by and between the Parties on July 12, 2010, amended on
March 17, 2011, on July 7, 2011, on June 28, 2013, on December 13, 2013, on
March 31, 2014, on April 9, 2014, on May 6, 2014 , on August 19, 2014, on
September 10, 2014, on August 10, 2015, on February 12, 2016 and on November 9,
2016. The Licensing Agreement was previously filed with the SEC as an exhibit to
our Current Report on Form 8-K filed on October 18, 2011, the Amendment to the
Licensing Agreement was filed with the SEC as an exhibit to our Current Report
on Form 8-K on March 21, 2011, the Second Amendment to the Licensing Agreement
was filed with the SEC as an exhibit to our Current Report on Form 8-K on July
8, 2011, the Third Amendment to the Licensing Agreement was filed with the SEC
as an exhibit to our Current Report on Form 8-K filed on June 28, 2013, the
Fourth Amendment to the Licensing Agreement was filed with the SEC as an exhibit
to our Current Report on Form 8-K filed on December 13, 2013, the Fifth
Amendment to the Licensing Agreement was filed with the SEC as an exhibit to our
Current Report on Form 8-K filed on April 1, 2014, the Sixth Amendment to the
Licensing Agreement was filed with the SEC as an exhibit to our Current Report
on Form 8-K filed on April 10, 2014, the Seventh Amendment to the Licensing
Agreement was filed with the SEC as an exhibit to our Current Report on Form 8-K
filed on May 6, 2014, the Eighth Amendment to the Licensing Agreement was filed
with the SEC as an exhibit to our Current Report on Form 8-K filed on August 19,
2014, the Ninth Amendment to the Licensing Agreement was filed with the SEC as
an exhibit to our Current Report on Form 8-K filed on August 2015, the Tenth
Amendment to the Licensing Agreement was filed with the SEC as an exhibit to our
Current Report on Form 8-K filed on August 14, 2015, the Eleventh Amendment to
the Licensing Agreement was filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on February 19, 2016 and the Twelfth Amendment to the
Licensing Agreement was filed with the SEC as an exhibit to our Current Report
on Form 8-K filed November 9, 2016. The Thirteenth Amendment to the Licensing
Agreement is intended to modify the Licensing Agreement as follows and no other
changes are being made by means of this filing:
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1.
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Pursuant to the terms of the Licensing Agreement, the Fee
Deadline for the payment of the One Time Fee as part of the consideration
for the 2020 Extended Exclusivity Period (as defined in the Licensing
Agreement), shall be extended to August 20, 2017, at which time the whole
of the One Time Fee shall be due and payable.
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ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS.
(c) Exhibits
Exhibit No.
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Description
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10.1
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Thirteenth
Amendment to the Licensing Agreement, dated June 15, 2017
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10.2
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Licensing
Agreement, dated July 12, 2010 (1)
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10.3
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Amendment to the
Licensing Agreement, dated March 17, 2011 (2)
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10.4
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Second Amendment
to the Licensing Agreement, dated July 7, 2011 (3)
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10.5
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Third Amendment
to the Licensing Agreement, dated June 28, 2013 (4)
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10.6
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Fourth Amendment
to the Licensing Agreement, dated December 13, 2014 (5)
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10.7
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Fifth Amendment
to the Licensing Agreement, dated March 31 , 2014 (6)
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10.8
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Sixth Amendment
to the Licensing Agreement, dated April 9 , 2014 (7)
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10.9
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Seventh Amendment
to the Licensing Agreement, dated May 6 , 2014 (8)
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10.10
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Eighth Amendment
to the Licensing Agreement, dated August 19 , 2014 (9)
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10.11
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Ninth Amendment
to the Licensing Agreement, dated September 10, 2014 (10)
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10.12
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Tenth Amendment
to the Licensing Agreement, dated September 10, 2014 (11)
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10.13
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Eleventh
Amendment to the Licensing Agreement, dated September 10, 2014 (12)
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10.14
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Twelfth Amendment
to the Licensing Agreement, dated November 9, 2016 (13)
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Note
(1)Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on October 18, 2011.
2)Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on March 21, 2011.
(3)Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on July 8, 2011
.
(4) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on June 28, 2013.
(5) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on December 13, 2013.
(6) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on April 1, 2014.
(7) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on April 10, 2014.
(8) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on May 6, 2014.
(9) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on August 19, 2014.
(10) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on September 10, 2014.
(11) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on August 14, 2015.
(12) Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on February 19, 2016.
(13)Previously filed with the SEC as an exhibit to our Current
Report on Form 8-K filed on November 9, 2016.
SIGNATURE
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
Date: June 20, 2017
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HYBRID COATING TECHNOLOGIES INC.
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By:
/s/:Joseph Kristul
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Joseph Kristul
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President and Chief
Executive Officer
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