UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________________

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

__________________

 

Date of Report (Date of earliest event reported): May 26, 2017 (May 25, 2017)

___________________

 

MOCON, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Minnesota

000-09273

41-0903312

(State or Other Jurisdiction of

Incorporation)

(Commission File Number)

(I.R.S. Employer Identification

Number)

 

 

7500 Mendelssohn Avenue North

Minneapolis, MN

 

55428

(Address of Principal Executive Offices)

(Zip Code)

 

(763) 493-6370

(Registrant’s telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

   

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 



 

 
 

 

 

Section 5 Corporate Governance and Management

 

Item 5.07

Submission of Matters to a Vote of Security Holders.

 

On May 25, 2017, MOCON, Inc. (the “Company” or “MOCON”) held its annual meeting of shareholders. At the annual meeting, the shareholders of the Company (i) elected the nine persons named below to serve as directors of the Company, (ii) approved a non-binding advisory proposal on the Company’s executive compensation, and (iii) ratified the selection of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2017. The final results of the shareholder vote on each matter brought before the meeting were as follows:

 

 

For

 

Against/Withhold

 

  Abstain

 

Broker

Non-Vote

1. Election of Directors

             

Robert L. Demorest

3,393,682

 

56,118

 

 

1,914,506

Robert F. Gallagher

3,408,160

 

41,640

 

 

1,914,506

Bradley D. Goskowicz

3,399,990

 

49,810

 

 

1,914,506

Kathleen P. Iverson

3,408,399

 

41,401

 

 

1,914,506

Tom C. Thomas

3,395,317

 

54,483

 

 

1,914,506

David J. Ward

3,404,698

 

45,102

 

 

1,914,506

Paul Zeller

3,403,215

 

46,585

 

 

1,914,506

 

   

2.     Advisory proposal on the Company’s executive compensation.

 

For:

3,303,154

Against: 

122,359

Abstain: 

24,287

Broker Non-Vote:

1,914,506

 

 

3.     Ratification of Independent Registered Public Accounting Firm

 

For:

5,332,416

Against: 

14,085

Abstain: 

17,805

Broker Non-Vote:         

0

 

 
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SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

      MOCON, INC.

 

 

 

 

 

Dated: May 26, 2016 

By:

/s/  Elissa Lindsoe

 

 

 

       Elissa Lindsoe

 

          Chief Financial Officer,  
          Treasurer and Secretary  

 

 

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