Current Report Filing (8-k)
November 29 2016 - 4:33PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 29, 2016
Avangrid, Inc.
(Exact
name of registrant as specified in its charter)
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New York
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001-37660
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14-1798693
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(State or other jurisdiction
of incorporation)
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(Commission
File No.)
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(IRS Employer
Identification No.)
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157 Church Street
New Haven, Connecticut
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06506
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(Address of principal executive offices)
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(Zip Code)
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(207) 688-6000
(Registrant’s telephone number, including area code)
NOT APPLICABLE
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 8.01
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Regulation FD Disclosure
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On November 29, 2016, Avangrid, Inc., a New York
corporation (the “Company”), issued a press release announcing that its indirect wholly-owned subsidiary, New York State Electric & Gas Corporation, closed a private offering of $500 million in aggregate principal amount of 3.25%
Notes due 2026 (the “Notes”). The Notes are being offered and sold in transactions exempt from registration under the Securities Act of 1933, as amended (the “Securities Act”).
A copy of the press release issued by the Company is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
This current report on Form 8-K does not constitute an offer to sell or a solicitation of an offer to buy the Notes. The Notes have not been
registered under the Securities Act or the securities laws of any other jurisdiction and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
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Item 9.01
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Financial Statements and Exhibits.
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Exhibit No.
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Description
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99.1
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Press Release dated November 29, 2016.
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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AVANGRID, INC.
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By:
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/s/ Richard J. Nicholas
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Name:
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Richard J. Nicholas
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Title:
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Senior Vice President – Chief Financial Officer
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Dated: November 29, 2016
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Press Release dated November 29, 2016.
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