Current Report Filing (8-k)
November 07 2016 - 12:35PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
________________
Date of Report (Date of earliest event reported): November 7, 2016 (November 3, 2016)
_________________
MOCON, INC.
(Exact name of registrant as specified in its charter)
|
Minnesota
|
000-09273
|
41-0903312
|
|
(State or Other Jurisdiction of
Incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification
Number)
|
|
7500 Mendelssohn Avenue North
Minneapolis, MN
|
55428
|
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
(763) 493-6370
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Section 2 – Financial Information
Item 2.02 Results of Operations and Financial Condition.
On November 3, 2016, MOCON, Inc. issued a press release announcing its results of operations and financial condition for its third quarter ended September 30, 2016. A copy of this press release is attached hereto as Exhibit 99.1.
The script of MOCON, Inc.’s Chief Executive Officer, Robert L. Demorest and Chief Financial Officer, Elissa Lindsoe related to the telephone conference held on November 3, 2016 is furnished with this Form 8-K as Exhibit 99.2.
The information contained in this Item 2.02 and the exhibit to this report shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, and shall not be incorporated by reference into any filings made by MOCON, Inc. under the Securities Act of 1933, as amended, or the Exchange Act, except as may be expressly set forth by specific reference in such filing.
Section 9 – Financial Statements and Exhibits
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits
.
|
|
Exhibit No.
|
|
Description
|
|
|
99.1
|
|
Press Release issued
November 3, 2016
|
|
|
|
|
|
|
|
99.2
|
|
Script of Robert L. Demorest and Elissa Lindsoe for telephone conference call held November 3, 2016
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
|
|
MOCON, INC.
|
|
|
|
|
|
|
|
Dated: November 7, 2016
|
By:
|
/s/
Elissa Lindsoe
|
|
|
|
|
Elissa Lindsoe
|
|
|
|
|
Chief Financial Officer
(Principal Financial and Accounting Officer)
|
|
MOCON, INC.
CURRENT REPORT ON FORM 8-K
INDEX TO EXHIBITS
|
Exhibit No
.
|
Description
|
|
Method of Filing
|
|
|
|
|
|
|
99.1
|
Press Release issued November 3, 2016
|
|
Furnished herewith
|
|
|
|
|
|
|
|
|
|
|
|
99.2
|
Script of Robert L. Demorest and Elissa Lindsoe of telephone conference call held November 3, 2016
|
|
Furnished herewith
|
4
Mocon (NASDAQ:MOCO)
Historical Stock Chart
From Mar 2024 to Apr 2024
Mocon (NASDAQ:MOCO)
Historical Stock Chart
From Apr 2023 to Apr 2024
