Current Report Filing (8-k)
October 25 2016 - 10:38AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 25, 2016 (October 24, 2016)
AUBURN NATIONAL BANCORPORATION, INC.
(Exact Name of Registrant as Specified in Charter)
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Delaware
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0-26486
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63-0885779
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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100 North Gay Street, P.O. Drawer 3110, Auburn, Alabama 36831-3110
(Addresses of Principal Executive Offices, including Zip Code)
(334) 821-9200
(Registrants Telephone Number, including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition
The information, including the exhibits attached hereto, in this Current Report on Form 8-K is being furnished and shall not be deemed
filed for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information in this Current Report shall not be incorporated by reference into any
registration statement or other document filed by the Company pursuant to the Securities Act of 1933, as amended, or into any other filing or document made by the Company pursuant to the Securities Exchange Act of 1934, as amended, except as
otherwise expressly stated in any such filing.
Attached and incorporated herein by reference as Exhibit 99.1 is a copy of the press release of Auburn
National Bancorporation, Inc., dated October 24, 2016, reporting the Companys financial results for the quarter and nine months ended September 30, 2016.
Item 9.01. Financial Statements, Pro Forma Financial Information and Exhibits.
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(c)
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Exhibits
. The following exhibit is furnished herewith:
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Exhibit No.
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Exhibit Description
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99.1
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Press Release, dated October 24, 2016
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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AUBURN NATIONAL BANCORPORATION, INC.
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(Registrant)
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/s/ E.L. Spencer, Jr.
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E.L. Spencer, Jr.
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Chairman, President and Chief Executive Officer
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Date: October 25, 2016
EXHIBIT INDEX
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Exhibit No.
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Exhibit Description
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99.1
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Press Release, dated October 24, 2016
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